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A significant part of the debate about welfare reform
rests on an underlying philosophical dispute about what it means
to be a human being. For example, consider the case of an administrator
at a New York homeless shelter who was reprimanded for a memo in
which he proposed that male residents at the shelter not be allowed
to wear dresses, high-heeled shoes, or wigs. The following response
came from an assistant director of the Coalition for the Homeless
in New York City: “The memo is evidence of a real misconception
of what the shelters are all about. Trying to curtail freedom of
expression, trying to shape the behavior of clients is completely
inappropriate.”1
A person’s reaction to that story may indicate
where he or she stands on the cultural divide in contemporary American
life. But it is also indicative of competing philosophies of human
life. The assistant director’s response—that it is inappropriate
for a shelter to curtail freedom of expression or make judgments
about the behavior of the homeless men it serves—flows from
a kind of expressive individualism that provides one account of
the meaning of human life. In contrast, many Americans would find
it deeply inappropriate for a shelter to provide services without
challenging the people it serves to improve their behavior.
Since these different responses flow from competing
understandings of what it means to be a human being, and since these
differences often underlie contemporary debates about welfare reform,
an examination of the controversy at a more philosophical level
is appropriate. After all, debates about whether homeless men should
be allowed to wear dresses and wigs are likely to draw strong emotional
responses, making careful analysis difficult. Further, many of the
issues that will be addressed in the next phase of welfare reform—namely,
marriage and the responsibilities of fathers, the meaning of work,
the importance of intellectual development and moral formation in
children, and an elevated role for faith-based organizations and
people of faith in serving the poor—flow from a Christian
anthropology. This includes an understanding of human beings as
created in the image of God. But what exactly does it mean to say
that humans are made in God’s image?
The goal of this essay is to draw out the philosophy
of the human person in the Christian tradition, focusing especially
on the book of Genesis, and then to relate Christian anthropology
to the next phase of welfare reform. First, the essay will glance
at the place of Christian anthropology in the contemporary setting
of what James Davison Hunter has called America’s “culture
wars.”2 Following Hunter, I will suggest that the
understanding of the human person in Christian anthropology may
have more in common with the understanding of the human person in
other religious traditions—especially among Orthodox Jews,
religious Muslims, and others—than it does with the attitudes
about human life that are common in liberalized and secularized
elements of Christianity and Judaism. Next, the body of the essay
will aim to provide a detailed understanding of Christian anthropology
by drawing out the understanding of human life that is set forth
in the first four chapters of the book of Genesis. This will show
that, in the biblical tradition, human beings are understood as
persons created in the image of God who are gendered, social
creatures with inherent dignity and endowed with the capacity to
know the truth and love goodness while making self-determining choices—with
accountability—that shape their personalities, especially
through their families and labor, even while being conditioned by
disordered social structures. Finally, I will point briefly
to seven themes drawn from this understanding of Christian anthropology
and will suggest how these themes relate to the next phase of welfare
reform.
Christian Anthropology and Contemporary Culture
Wars
Before turning to the book of Genesis to draw out
and make explicit a Christian anthropology, it will help to situate
the debate about the nature of the human person in its current cultural
context. After all, we are shaped to such a great extent by the
religious wars of the seventeenth century that the Enlightenment
response has become second nature to us. After the bloody wars of
religion, many in the knowledge class began to believe that all
things relating to religion were best kept private. The assumption
was that religion is so utterly divisive that the best solution
is to keep the public square free from religion. Further, regarding
a topic such as the Christian understanding of human beings, the
assumption became that there is no single Christian understanding;
rather, there are various Protestant understandings, a Catholic
understanding, various Jewish understandings, and so on.
During the last decade, this way of making sense
of the cultural conflict in modern life has been called into question.
In his 1988 book, The Restructuring of American Religion,
Robert Wuthnow argues rather convincingly that the main cultural
fault lines are no longer between Catholic and Protestant or between
Christian and Jew, but between theologically liberal and theologically
conservative.3 He claims that during the period after
World War II, the institutions of American cultural life produced
a new divide, where religious and denominational identity mean less
than where one falls on the liberal/conservative divide that runs
through the middle of Christianity and Judaism. Wuthnow observes
that conservative Protestants now have more in common with conservative
Catholics and Jews than they do with liberal Protestants.
This thesis is extended in James Davison Hunter’s
1991 book, Culture Wars. Hunter, who prefers to call the
two sides “orthodox” and “progressive,”
locates the source of the difference in competing notions of freedom,
justice, and authority. According to Hunter, orthodox people tend
to locate authority in a transcendent source outside of society
and human construction. In contrast, progressives tend to use science,
human reason, and contemporary culture as their sources of ultimate
authority. Hunter draws on examples from contemporary American life
to show that, on a whole range of issues, evangelical Protestants,
traditional Catholics, and Orthodox Jews feel more comfortable with
one another than they do with their progressive counterparts. And
the same holds true conversely. A progressive Protestant seminarian,
for example, will likely feel more comfortable with a liberal Catholic
theologian or a Reform Jewish rabbi than with a self-professed “Bible-believing
Baptist.”
While some recent scholars have argued that Hunter’s
analysis of our current situation is oversimplified,4
there is, for the purpose of this essay, good reason for accepting
Hunter’s account. The point here is to broaden and cushion
the claims that will be made below with regard to Christian anthropology.
The goal of this essay is to draw out the philosophy
of the human person that is widely held in the Christian tradition
and shared to a great extent by other religious traditions, and
then to relate the Christian understanding of the human person to
certain aspects of welfare reform. Since controversies about welfare
reform sometimes rest on deep philosophical differences about the
nature and meaning of human life, it is worthwhile to understand
the anthropology that informs people’s thinking about poverty.
Of course, public policy debates about the desirability and political
feasibility of particular proposals that address the problem of
poverty will continue. Although some of those debates do not rest
on deep philosophical differences, many of them do raise deep questions
about human life. Hence, it will be helpful to have an explicit
account of the understanding of the human person in order to answer
certain profound questions: What is a human being? What makes for
a good human life? What responsibilities do we have to one another?
How shall we order our lives so that we can live well together?
To extend this argument more fully, even beyond
the scope of this essay, three additional philosophical tasks are
necessary. First, it is important to understand the philosophy of
the human person that informs the thinking of many who oppose welfare
reform. For this essay, a brief sketch of this anthropology will
be useful. Of course, there may not be a unified account of the
human person among progressives, but some common features of their
philosophical presuppositions include the following tendencies:
1) to understand the human person primarily in material terms; 2)
to think that one’s state in life is determined by external
conditions, especially one’s environment, for which one is
not necessarily individually accountable; 3) to view each individual
as an isolated bearer of rights; 4) to presume that human beings,
considered as individuals, are inherently good; 5) to be suspicious
of communal bonds such as family, neighborhood, and church, viewing
them as oppressive; 6) to believe that all claims to truth—especially
religious, philosophical, and moral claims—are, at most, expressions
of individual opinion; 7) to hold that human freedom, viewed as
a basic right, consists in being able to act without external constraints
as long as the freedom of others is not violated; and 8) to claim
that the meaning of human life involves accumulating a wide range
of experiences and then freely expressing one’s responses
to those experiences.
Since much of the controversy about welfare reform
stems from deeper philosophical convictions about the nature of
human beings, a second task involves critically evaluating the potential
strengths and weakness of these competing anthropologies. But that
debate, which is central to what James Davison Hunter means by the
“culture wars,” is both philosophical and religious.
Some of Hunter’s critics think that he is guilty of heightening
the dispute over worldviews by lending heated rhetoric to the public
discourse.5 After all, the term culture wars suggests
to some that there may be a breakdown in the moral fabric of American
society, causing citizens to turn against one another and resort
to violence, as in Belfast or Bosnia. Such critics reason that while
the old religious wars may be past, Hunter’s rhetoric serves
only to increase the possibility that current moral, social, and
political questions will be resolved through incivility and violence
rather than through a peaceful political process. This fear is heightened
by the fact that, in the American political scene, describing the
American setting in terms of culture wars is typically identified
with Pat Buchanan, whose political voice is often perceived as caustic
and shrill.
But this fear—that making explicit the differences
in the cultural self-understandings of various groups of Americans
will lead to greater conflict—seems unwarranted and is directly
contrary to Hunter’s goal. Hunter criticizes the tendency
of the electronic media to focus on emotionally charged situations
without carefully examining the philosophical underpinnings that
give rise to competing emotional responses. In short, those critics
who think that Hunter’s analysis of our contemporary situation
adds to heightened rhetoric and cultural tensions are ignoring an
important part of Hunter’s argument, for he goes to great
length to argue that articulating our cultural differences is an
important step toward civil public discourse.
Rather than aiming at heightened cultural tensions,
this essay is intended to work toward an increased understanding
among people who sometimes misunderstand the substance of others’
views. To that end, the account of Christian anthropology that is
presented here aims to be as inclusive as possible. This is not
an effort to gloss over authentic theological differences. Where
there are genuine theological differences among diverse Christian
traditions, or between Christians, Jews, and Muslims, continued
theological dialogue is needed. This account does not aim to advance
one narrow understanding of Christian anthropology and thrust it
upon all who identify themselves as Christians. Rather, the account
presented below represents an effort to find authentic common ground
for understanding what it means to be human.
Our public dialogue is deepened when an account
of the human person based in the biblical tradition is presented
in terms that are accessible to a wide range of citizens, including
non-believers. When civic discourse is deepened in this way, our
culture will be strengthened. Moreover, a deepened reflection might
provide opportunities to find common ground as well as increased
clarity and understanding about genuine philosophical differences
that exist between Christian anthropology and alternative accounts
of human life.
The Human Person in Genesis
The outline of Christian anthropology presented
below seeks to follow the biblical account from the first four chapters
of Genesis. Those chapters include the two narratives of the creation
of the first humans, the story of the Fall, and a story about the
first family after the Fall.
From the point of view of biblical criticism, it
is worth noting that many scholars hold that the first two chapters
of Genesis, which give two different versions of the story of Creation,
come from distinct time periods.6 The first chapter (including
2:1–3)7 is widely considered to come from a later
tradition—that is, a tradition nearer to us. Here we find
the well-known narrative of the seven days of Creation, which, since
this portion of the text refers to God as Elohim, many scholars
call the Elohist account of Creation. Compared to the second chapter,
the first chapter presents us with, as it were, a more sophisticated
theological account of both God and man. In particular, in the Elohist
account of the creation of humans (Gen. 1:26–31), we find
a very rich yet highly compact description of what it means to be
a human being. In these six verses, we find many essential truths
about human beings. Over the centuries, these verses have provided
profound inspiration for countless thinkers who have attempted to
understand what it is to be human. These verses will provide the
basis for the Christian anthropology presented below.
The second account of Creation, found in Genesis
2:4–25, is considered by many scholars to stem from a much
older oral tradition. This tradition is usually called Yahwist because
God is referred to by the name Yahweh in these portions of the text.
In English translations, this way of referring to God is often translated
as “the Lord God.” The story of Creation presented in
the Yahwist tradition—the so-called second account of Creation—is
deeply connected with the story of the Fall presented in the third
chapter of Genesis, as well as with the story of Cain and Abel in
the fourth chapter. In these chapters of the text, the writing contains
many elements that seem almost primitive to us. For example, God
is presented in very anthropomorphic terms. He creates Adam by breathing
into his nostrils (2:7), and he creates Eve by taking one of Adam’s
ribs (2:22). In a similar way, in the story of the Fall, the anthropomorphic
qualities of God may strike us as archaic. For example, Adam and
Eve “heard the sound of the Lord God walking in the garden”
(3:8).
These two traditions complement one another by
offering alternative points of view. The Elohist account of Creation
provides what may be considered, in a certain sense, an account
of the creation of humans from the outside. The main action in the
narrative is taken by God, and human beings are presented as objects
of God’s creation. In contrast, in the older Yahwist tradition—including
the so-called second Creation account of chapter two, as well the
story of the Fall from chapter three and the story of Cain and Abel
in chapter four—the focus is on the action of the human beings
in the narratives. We see them in conversation with God, with each
other, and with themselves. These stories provide deeper insight
into some of the interior aspects of human life since they provide
insight into the human person’s subjective self-awareness.
From these two viewpoints, the biblical account
treats both objective and subjective aspects of human life. The
human person is understood as a physical object in the world but
also as a subject with an interior awareness of himself. Because
the Elohist account of Creation, though held by many scholars to
be chronologically later in derivation, gives such a rich theological
presentation of the essential truths about the objective character
of the human person, the outline below will focus on Genesis 1:26–31.
And since the narratives from the Yahwist tradition (found in chapters
two, three, and four) complement this account by bringing to light
key aspects of human subjectivity, the narratives in the second,
third, and fourth chapters will be used to fill in some of the additional
elements of the biblical account of human life.
Creatureliness: “LET US MAKE MAN…”
(Gen. 1:26)
The Elohist account of the creation of human beings
presented in the first chapter of Genesis is part of the story of
the creation of the world. After tracing the narrative of God’s
creation of light, land, vegetation, the sun and stars, the birds
and fish, and the animals of the earth, the text turns to the creation
of the human being: “Then God said, ‘Let us make man
…’” (1:26). The human being is presented here
as a “creature,” made, in many ways, like the other
wonders of creation. However, in the verse that precedes the creation
of human beings, after God creates the other animals, there is a
kind of theological pause. “And God made the beasts of the
earth according to their kinds and the cattle according to their
kinds, and everything that creeps upon the ground according to its
kind. And God saw that it was good” (1:25). It is as if this
pause signals that God is waiting as he decides to create humans.
Like the other creatures of the earth, we are physical
beings, living animals with the limitations that come with animality.
This aspect of our humanity, our creatureliness, is also captured
in the so-called second story of Creation from the Yahwist tradition:
“The Lord God formed man of dust from the ground” (2:7).
Several features of creatureliness can be inferred from the text
of Genesis. Like other animals, human beings are animals of the
earth—made of dust, so to speak. We depend on the earth and
on all of creation to sustain us. Being a physical animal implies
that we have physical needs: for food and drink, for shelter and
protection. As physical beings, we are situated in a particular
place in space and time. Our physical nature also reveals our radical
contingency. We depend on all sorts of things in order to exist.
The fact that we need air to breathe implies that we need a healthy
environment, including the atmosphere of the earth and the warmth
of the sun. Were our environment to be disrupted, our physical existence
would be vulnerable even to the point of our physical death. In
this sense, we did not create the conditions that are needed to
sustain our lives. We are creatures among the other wonders of creation.
Not only does our physical existence depend on
the continued stability of our physical environment, but we also
depend on a stable social environment. As animals, we need water,
food, and shelter. In order to acquire the material goods that satisfy
these physical needs, we rely upon the cooperation of others and
the help of God. In our contemporary setting, it often takes substantive
reflection to realize the degree to which we depend on others. Consider
the examples of driving an automobile or playing a video game. In
each of these experiences, one can get the feeling of being in absolute
control. For example, a well-designed car can give the driver the
sense of being in charge of the world. But this feeling of ultimate
power is, in fact, illusory. Upon reflection, we recognize that
driving a car demonstrates the dependency of our creatureliness:
We depend on countless others to design and build both the car and
the roads on which we travel. Others drill, refine, transport, and
sell the gasoline needed to fuel the car. The gasoline we use, though
processed by many humans, is a gift of nature that comes from the
earth’s Creator. There are parallel truths about many other
experiences in contemporary life; for example, watching a movie
at the theater can engage us in such a way that we feel as if we
exist outside of space and time, in control of everything. However,
even in such experiences, we are creatures. As such, we are dependent
and vulnerable, alive on the earth in a world of space and time.
Another aspect of our being is revealed by our
creatureliness: our relation to the source of our being. Since we
are creatures, our existence is contingent. We depend on the environment
and on other people. And the people and things upon which we depend
are also creatures, so that each thing upon which we depend is also
contingent. But there must be an ultimate source of existence, a
being that is not a dependent creature but that is, in fact, the
Creator. In this sense, our creatureliness reveals not only our
dependence on the environment and on other people but also our inherent
relationship to an uncreated Creator.
Created as Persons: “IN OUR IMAGE, AFTER
OUR LIKENESS…” (Gen. 1:26)
The notion that human beings are created in the
image of God is perhaps the most profound aspect of Christian anthropology.
In a highly compressed statement in the Genesis text, God says,
“Let us make man in our image, after our likeness” (1:26).
Although the human being is a creature like the other creatures—physical
and vulnerable, made out of dust—there is something that makes
human beings different from everything else in the created order.
In order to understand the richness of this revelation—that
human beings are created in the image and likeness of God—consider
the narrative of Creation from the second chapter. In contrast to
the first chapter, which gives an almost objective sense of the
truth about the human person—that we are created in God’s
image and likeness—the Yahwist narrative explores the subjectivity
of human consciousness in a manner that complements the more objective
structure of Genesis 1:26–31. In the simplicity of the Yahwist
narrative, we are told that the Lord God forms man from dust and
then breathes the breath of life into his nostrils, “and man
became a living being” (2:7). The breath of life, though invisible
to the eye, reveals the spiritual character of human life. The spirit
of God is present in every human life. This narrative action—the
image of God breathing life into the human being—shows that
the human person cannot be understood or explained completely by
physical attributes. The categories of this world, which focus on
observable phenomena, do not exhaust the mystery of the human being.
In the Yahwist account of chapter two, God is presented
as a person, almost as if he were a human being. Not only does God
breathe into Adam’s nostrils, but he also speaks to Adam,
instructing him that he may freely eat of any tree except one. Here
God is presented as personal, and he treats Adam as a person. This
becomes even clearer later in chapter two, after the prohibition
against eating the forbidden fruit: “Then the Lord God said,
‘It is not good that the man should be alone; I will make
a helper fit for him’” (2:18). In noticing the human
being’s subjective feelings, God shows a personal concern
for him. The human being is not treated merely as an individual
member of a species but as a person.
In addressing the significance of being a person,
the Yahwist text calls our attention to the problem of human solitude.
Another difference between the Elohist account of Creation in chapter
one and the Yahwist account in chapter two involves the treatment
of gender in human relations. In chapter one, the text moves quickly
from telling us that we are made in God’s image and likeness
to telling us “male and female he created them” (1:27).
However, the narrative in chapter two calls our attention to the
problem of solitude even before there seems to be any genuine awareness
of the issue of gender. In English translations we sometimes miss
this point because the same word, man, is used in the translation
of two Hebrew words. In Genesis 2:7, where the text states that
“man became a living being,” the issue of gender is
less present. The text could almost be translated, “the human
became a living being.” In contrast, later in the chapter,
after the creation of the woman (2:22), the man is then identified,
by another Hebrew word, as male. So when the problem of human
solitude is made explicit in God’s statement that “it
is not good that the man should be alone” (2:18), man is
used in the sense of being a human. One way of understanding the
biblical text at this point is to recognize that solitude is a problem
that faces every human person, male and female.
God recognizes, as humans also do, that material
goods alone are not adequate to resolve the problem of solitude.
In the Yahwist account, God makes animals and birds for the man,
“but there was not found a helper fit for him” (2:20).
In part, this verse reveals that the man, and hence every human
being, has an interior life and a capacity for a subjective experience
of himself as a person. While we human beings live in relation with
the other creatures of the world, we also live in relation with
ourselves and can be aware of ourselves. In fact, to be a human
being is to be a person who is capable of self-awareness. In this
sense, the narrative of the Yahwist account in chapter two helps
explain, in part, the Elohist account from chapter one, which states
that human beings are created in the image and likeness of God.
God is a person, and, as such, he takes a personal interest in our
well-being. Like God, we are persons, endowed with a capacity for
self-awareness.
Because human beings are created in the image and
likeness of God, we have both physical and spiritual aspects. We
are always both 1) embedded in the here and now, at this place and
in this time, conditioned by this particular background and with
these individual propensities, desires, and talents, while also
2) able to gain a critical distance from the concrete facticity
of our physical and social condition. The human being is a created
person, a spiritual animal, a synthesis of the eternal and the temporal,
living in the finite world of time but marked with the spirituality
of infinitude. As the psalmist puts it, “What is man that
thou art mindful of him, or the son of man that thou dost care for
him? Yet thou hast made him little less than God, and dost crown
him with glory and honor. Thou hast given him dominion over the
works of thy hands; thou hast put all things under his feet”
(Ps. 8:4–6).
Genesis 1:26 is rich with theological insight into
the nature of the human person, but other elements from the Elohist
narratives of chapter two and three provide further insight into
what it means to be created in the image of God. Traditionally,
this includes both human intellect and will. It is appropriate,
therefore, to turn to an examination of our capacities to know the
truth and to act with the power of self-determination.
Endowed with a Capacity to Know the Truth: “THE
MAN GAVE NAMES TO ALL…” (Gen. 2:21)
The Yahwist narrative of chapter two, after calling
our attention to the problem of human solitude and our capacity
for self-awareness, then states, “So out of the ground the
Lord God formed every beast of the field and every bird of the air,
and brought them to the man to see what he would call them; and
whatever the man called every living creature, that was its name.
The man gave names to all cattle, and to the birds of the air, and
to every beast of the field” (2:19–20).
This power—the ability to call things by
name—is a unique gift given to human beings, a sign of human
intellectual ability to pursue the truth. In the Elohist account,
the intellectual power of humans is indicated in the verse that
states, “Let them have dominion over the fish of the sea,
and over the birds, and over the cattle, and over all the earth….”
(1:26). Although we are material creatures (and are, therefore,
part of the physical world, like all of the other animals on the
earth), our intellectual capacity puts us in a different position
relative to the rest of creation. We can use our rational capacities
to gain an intellectual distance from the rest of the world. What
animals can sense and perceive, we can know and understand, at least
in part. Therefore, we are in a special position of stewardship.
We are to guard and keep the other creatures in the natural order.
During the past several centuries, especially following
Francis Bacon with the rise of modern science, some people have
tended to think that the mandate, “let them have dominion,”
is a call to conquer the world. In this way of thinking, the human
person is understood as standing outside of space and time, observing
the world in order to predict and control creation. But the words
of Genesis are much less severe. Dominion includes making the earth
a domicile, a home. Since we, as human beings, have the capacity
to gain critical distance from the objects of creation, even while
remaining a part of it, we are called to be stewards of creation,
using our knowledge to care for the earth.8
There is an important difference in the way that
the power of language is treated in the first and second chapters
of Genesis. In the first chapter, God speaks, and by his word he
creates the entire material world, word by word. “And God
said, ‘Let the earth bring forth living creatures according
to their kinds: cattle and creeping things and beasts of the earth
according to their kinds.’ And it was so” (1:24). In
contrast, in the Yahwist account, we are told that “the Lord
God formed every beast of the field and every bird of the air, and
brought them to the man to see what he would call them; and whatever
the man called every living creature, that was its name” (2:19).
The difference between these two accounts reveals a deep insight
about the power of language and the human capacity for rational
thought.
The word of God is the source of all being and
order in the world. This truth is made explicit in the first chapter
of Genesis. God creates everything, “each according to their
kinds” (1:24). God, who is depicted here as a personal God
and also as the paradigm of perfect reason and truth, creates everything
through the power of his word. Human beings, as persons created
in God’s image, are also endowed with the power of language.
However, the relationship between creativity and discovery is different
for humans than it is for God. God speaks creation into existence
by his word. Although human beings cannot use the power of language
to create material realities out of nothingness, the power of human
language is, nonetheless, profound. It is not only part of what
makes human beings different from other creatures but also part
of what is meant in saying that human beings are created in the
image of God.
In the Yahwist narrative in chapters two, three,
and four, we see human language being used in several ways. Adam
is given the power to create names for all of the animals—indeed,
for all of creation. However, this power of naming is not the power
to create order in the universe. It is the power to discover the
order created by God and to create order in one’s subjectivity.
This is one of the key aspects of being human. Humans have rational
powers, including the ability to use language to discover the truth
about the order in the world.
Endowed with the Power of Self-Determination with
Accountability: “SHE TOOK OF ITS FRUIT AND ATE …
AND HE ATE” (Gen. 3:6)
With the power of language comes the ability to
remember the past and imagine future possibilities. There is a significant
shift in the way that the biblical characters use language in the
second chapter of Genesis, compared with the third. In chapter two,
human language is presented as a power that allows humans to name
things according to their proper kinds. It is a power of discovery.
In chapter three, Adam and Eve go on to discover that this power
also affords them the ability to remember the past and imagine the
future.
The story of the Fall reveals not only the human
capacity for creative memory and imagination but also the power
of self-determination with accountability.9 From the
point of view of biblical criticism, the story of the Fall in the
third chapter is in line with the Yahwist Creation narrative in
the second chapter. In the middle of chapter two, we are told that
“the Lord God commanded the man, saying, ‘You may freely
eat of every tree of the garden; but of the Tree of the Knowledge
of Good and Evil you shall not eat, for in the day that you eat
of it you shall die’” (2:16–17). With this prohibition,
which arises with the capacity for language and rational thought
in human consciousness, we see the capacity for self-determination
awakened in the human being.
One of the conditions for self-determination is
the experience of “being able,” the sense that “I
may, but I need not.” With the prohibition, Adam takes on
a new relationship to the fruit of the Tree of the Knowledge of
Good and Evil. He may eat of this tree, but he need not do so. He
has the ability not only to imagine eating from the tree but also
to imagine refraining from eating. In either case, his relationship
with the imagined future possibility is one of freedom. He may choose
to actualize one of the imagined possibilities, or he may not. So
he is free to determine his relationship to the world and to himself.
The narrative continues in the third chapter with
the account of the Fall. In chapter two, human consciousness is
presented in a state of primal innocence. The conversation between
man and God is one of joyous discovery, of naming and coming to
understand the order of creation. But this concelebratory conversation
changes in chapter three, which begins with a subtle serpent who
uses language to twist memories and hopes. The serpent asks, “Did
God say, ‘You shall not eat of any tree of the garden’?”
(3:1). Here the imaginative capacities of memory and hope are being
subtly twisted. Eve still remembers correctly that God said they
may eat from every tree but one. But the serpent twists her memories
and hopes again. He tempts her to eat the forbidden fruit and adds,
“You will not die” (3:4). Now she is further drawn to
the possibility of violating the prohibition. She becomes more intensely
attracted to the tree, but her attention turns to a more limited
aspect of the tree’s goodness; she sees that it is “good
for food” (3:5). Until this point, all we know about this
mysterious tree is that it is the Tree of the Knowledge of Good
and Evil, and that humans have been prohibited from eating of it.
Now, with Eve’s memory of the prohibition having been distorted,
she focuses on a particular aspect of the tree’s goodness:
its potential as a source of food and delight. But this is precisely
what God prohibited when he said, “You shall not eat”
of that tree (2:17).
This story shows a subtle interplay of various
aspects of human consciousness. The woman’s awareness vacillates
between her intellect, with her knowledge of the tree, and her will,
with her attraction to various aspects of goodness. Her capacity
for intellectual understanding allows her to know something about
the tree, while her will to love what is good is shifts between
various aspects of goodness. Previously, in innocence, the man and
the woman were in close conversation with God and with each other.
“The man and his wife were both naked, and were not ashamed”
(2:25). In the experience of temptation, a dynamic interplay emerges
between the woman’s intellectual awareness of the tree and
the desire of her will for what is good. Her attention is subtly
shifted away from the goodness of her right relationship with God,
her husband, and her environment until she instead focuses on the
goodness of the fruit of the tree “for food.” Then,
she makes a free choice to eat the forbidden fruit. In doing so,
she is attracted to one aspect of the goodness of the tree—that
it is good for food—while consciously ignoring a greater truth
about her relationship to the tree, to God, and to her husband.
The text provides only a brief description of the
spiritual moment of decision: “She took of its fruit and ate;
and she also gave some to her husband, and he ate” (3:6).
In making this free choice, the man and the woman fall from their
original state of innocence into a distorted relationship with God,
with each other, and with their environment. “Then, the eyes
of both were opened, and they knew that they were naked; and they
sewed fig leaves together and made themselves aprons” (3:7).
Once again, the narrative of the Yahwist account provides a profound
description of the subjectivity of human consciousness. For Adam
and Eve, breaking their covenant with God also distorts their own
subjectivity. In innocence, they were naked and not ashamed. But
after the Fall, consciousness folds back on itself in a distorted
form, causing them to see their own nakedness and feel with it a
sense of shame.
In shame, the man and the woman cover themselves
and hide from each other. Again, the primal simplicity of the story
reveals deep insights into the nature of human consciousness:
They heard the sound of the Lord God walking in the garden in
the cool of the day, and the man and his wife hid themselves from
the presence of the Lord God among the trees of the garden. But
the Lord God called to the man, and said to him, “Where
are you?” And he said, “I heard the sound of thee
in the garden, and I was afraid, because I was naked; and I hid
myself.” He said, “Who told you that you were naked?
Have you eaten of the tree of which I commanded you not to eat?”
The man said, “The woman whom thou gavest to be with me,
she gave me fruit of the tree, and I ate.” Then the Lord
God said to the woman, “What is this that you have done?”
The woman said, “The serpent beguiled me, and I ate.”
(3:8–14)
When the Lord God asks for an account from Adam,
we see the same pattern of distorted memories through a self-deceptive
interplay between the man’s intellect and will. There is a
sense in which the man’s response to God is true: “She
gave me the fruit, and I ate” (3:12). Though acknowledging
his own agency, he implies that the blame should be placed on the
woman. He recognizes that he is the author of his own action—“I
ate”—yet he tries to go even further to distance himself
from his own action by identifying its source either in the woman
or in God. The response of the woman is similar: “The serpent
beguiled me, and I ate” (3:14).
An important and difficult philosophical question
is raised in this part of the story: What is the cause of human
action? The story reveals three insights that are helpful in answering
this question. First, human beings are endowed with the power of
self-determination. When a human being makes a free choice, that
action is determined by the agent doing the acting. Since a human
being is a creature and, as such, always acts in a particular context,
the environment and other human beings may condition the action.
But insofar as the action is the result of a free choice, it is
determined by the agent, not by the environment that the agent inhabits.
Second, this power of free choice is not a morally neutral power,
such that any choice, as long as it is made passionately, is a good
choice. The man and the woman find themselves in a particular context—in
a covenant with God and with each other. They are instructed about
what is good and what is not. And yet they each use their power
of will to make a bad choice. In doing so, they break their covenant
with God, wound their relationship with one another, and distort
their own self-awareness, making them prone to continued self-deception
in the future. The self-determined choices of both Adam and Eve
have effects on the world, on their relationships with others, and
on their own subjectivity. The woman eats, thereby changing the
fruit by picking it, eating it, and digesting it. But this action
also results in a change in her relationship with her husband and
with the Lord God. She becomes aware of her nakedness and covers
herself in modesty from her husband. Ashamed of herself, she hides
from God. The Fall also brings about a change in her. She becomes
aware of herself as a person who has disobeyed. By making a self-determined
choice, she changes not just the world and her relationship with
others; she changes herself. The same is also true of Adam. Adam
and Eve’s misuse of freedom is exacerbated by their subsequent
refusal to take responsibility for their bad choices.
As the text continues, the Lord God pronounces
a curse upon the serpent, the woman, and the man. This shows that
each one is accountable for his or her own self-determined actions,
regardless of external conditions. The Lord God gives the man and
woman the freedom to make their own choices, since each human person
is endowed with a capacity for self-determination. But this capacity
to make self-determining choices is rightly ordered toward goodness
and truth. The choices made by the man and the woman are free both
in the sense that they are unencumbered by external restraints and
in the sense that they are self-determined. But the choice to eat
the fruit is not liberating, since it is a choice to try to become
something that is contrary to one’s nature. Choosing to give
in to temptation places the man and woman in the bondage of guilt
and shame. They make matters worse by denying responsibility, placing
blame elsewhere, and hiding from themselves and from God.
Authentic freedom involves making self-determined
choices ordered toward knowing the truth and loving goodness. The
misuse of freedom hinders one’s ability to orient oneself
properly toward goodness and truth without divine assistance, but
not to the degree that the power of self-determination is lost.
Even after eating the forbidden fruit, the man and the woman retain
their capacity for self-determination in their response to God when
asked why they are hiding. God comes looking for them, but in a
way that respects their freedom. And even when each shirks responsibility
for his or her actions, God holds them accountable but does so in
a way that continues to respect their capacity for self-determination.
As a consequence of their fall into guilt, Adam and Eve are cast
out from their state of Edenic bliss, but not before “the
Lord God made for Adam and his wife garments of skins, and clothed
them” (3:21). We are accountable for the way we use our power
of self-determination, but God continues to treat us with mercy.
Conditioned by Disordered Social Structures: “WHAT
IS THIS THAT YOU HAVE DONE?” (Gen. 3:13)
There is a mysterious sense in which every human
being who sins participates in the Fall. The blissful joy of the
nineteen-month-old child who delights in naming everything in her
world becomes, with misused freedom, the recognition in older children
that moral failures need to be hidden from others, and even from
oneself through the subtle tactics of self-deception. So, in one
sense, we all participate in the narrative of the Fall through our
own sinfulness. Yet there is another sense in which the narrative
of the Fall is different from our experience. After all, not only
were Adam and Eve in a state of innocence in the Garden of Eden;
they were also unaffected by a social environment that included
other sinful humans.
Our situation is, in some ways, more like that
of Cain and Abel than like that of Adam and Eve. Considered subjectively,
our lives began in Edenic innocence. But considered objectively,
human beings develop in a world affected by sin. The fourth chapter
of Genesis begins with Adam and Eve outside of the garden of innocence.
In their fallen state, they conceive, and Eve gives birth to Cain
and Abel. We are told very little about the upbringing of Cain,
but we can fill in some of the details. While Adam and Eve developed
language and consciousness in the Edenic garden, Cain and Abel are
conditioned by a different set of environmental factors. The parents
of Cain and Abel are in a fallen state. As we know from the third
chapter, Adam and Eve are prone to disobedience, and both have fallen
into guilt. This has affected their interior lives and their interpersonal
relationships, even in ways they did not expect. For example, in
disobeying in the garden, they did not foresee that their own subjectivity
and interiority would affect even the way they raised their children.
We might want to conclude that the distorted social
environment of the first family would cause Cain and Abel to fall
into sin and guilt as well. Indeed, as the story unfolds, Cain,
the firstborn son of this first human family, kills his brother.
But the narrative gives no indication that his deed was caused by
the social environment of his family. In fact, the source of action
is Cain’s relationship with God rather than with his parents.
The Lord God is not pleased with Cain’s sacrifice—we
are not told why—and Cain becomes very angry. The Lord then
speaks to him: “Why are you angry, and why has your countenance
fallen? If you do well, will you not be accepted? And if you do
not do well, sin is crouching at the door; its desire is for you,
but you must master it” (4:7). Cain then faces a moment of
temptation that is both similar to and different from the temptation
faced by his parents. Cain is endowed with the capacity to imagine
various future possibilities and to choose from among them. He is
not required to kill his brother. Rather, he imagines it as a future
possibility, and with this sin “crouching at the door,”
he chooses to act on it rather than to master the temptation.
However, Cain’s situation is different from
that of Adam and Eve in the garden. He has not had the advantage
of developing in an environment where he is surrounded by blissful
innocence. Instead, he is raised in an environment that includes
the effects of his parents’ sin: his mother’s multiplied
pain in childbirth, his father’s toiling in sweat to provide
bread, and the thorns and thistles of life outside Eden amid a consciousness
of death. Although surrounded by a sometimes physically difficult
and socially distorted environment, Cain is still endowed with the
capacity to make self-determining choices. And when he chooses to
misuse his freedom, it is his own action: “Cain rose up against
his brother, Abel, and killed him” (4:8).
Cain’s response to the misuse of his freedom
is almost identical to that of his parents. “The Lord said
to Cain, ‘Where is Abel your brother?’ He said, ‘I
do not know; am I my brother’s keeper?’” (4:9).
Like his parents, he tries to avoid personal responsibility for
his action. He twists his words and memories in a subtle act of
self-deception by denying that he knows where his brother is. But
the response of the Lord to Cain is almost the same as the response
to Adam and Eve. After Adam denies responsibility for his misdeed,
the Lord turns to Eve and asks her, “What is this that you
have done?” (3:13). In a similar way, the Lord asks Cain,
“What have you done?” (4:10).
The story of Cain and Abel offers insight into
the effects of sin on subsequent generations. The biblical teaching
proclaims that God visits “the iniquities of the father upon
the children to the third and the fourth generation of those who
hate me” (Exod. 20:5). But the story of Cain and Abel clarifies
how that happens. The sin of Adam and Eve is visited upon Cain and
Abel in the sense that the children develop in an environment distorted
by the social effects of sin. But that distorted social environment
has a conditioning—not determining—effect upon the children.
Cain is conditioned by his environment, but that does not cause
his choice. Like his parents, Cain has an interior life and his
own subjectivity. We are told that he gets “very angry”
and even that “his countenance [falls]” when his offering
is not pleasing to the Lord. But Cain, as a human being endowed
with intellect and will, is, like every human being, faced with
the temptation of sin. While Cain is undoubtedly conditioned by
the distorted social structures and physical environment in which
he was raised, his capacity for self-determined activity still leaves
him free in relation to the temptation of sin that is “crouching
at the door.” And, as the Lord tells him, “you must
master it” (4:7).
After Cain’s misdeed, he is held accountable
for his action and receives a punishment. But he protests, saying,
“My punishment is greater than I can bear. Behold, thou has
driven me this day away from the ground; and from thy face I shall
be hidden; and I shall be a fugitive and a wanderer on the earth,
and whoever finds me will slay me” (4:13–14). The Lord
responds, “Not so” (4:14). Although Cain is held accountable
for his misdeed, the Lord orders that others should continue to
treat him as a person with intellect and will. In this way, there
is a parallel between the punishment of Adam and Eve when they are
sent out of the garden and the punishment of Cain. In both cases,
the one who commits a misdeed is held responsible, but that person
also continues to be treated as a self-conscious agent with intellect
and will.
Several points can be drawn from the story of Cain
and Abel with regard to the account of the human person that is
presented in Genesis. First, after the Fall, human beings develop
in a physical and social environment that has been distorted by
the bad choices of those who preceded them. Second, the misdeeds
of one generation condition the environment of subsequent generations,
even in ways unexpected by those committing the original misdeeds.
Third, subsequent individuals should not be held accountable for
the distorted physical and social environment in which they find
themselves, when that environment is a result of the bad choices
of those who preceded them. Fourth, the distorted physical and social
environment does not cause subsequent individuals to make bad choices.
When individuals make bad choices, it is the result of self-determined
actions for which they are responsible. Fifth, persons who commit
misdeeds as a result of their own free choice—even though
those wrong actions may be conditioned by a distorted environment
for which the persons are not responsible—should be held accountable
for their misdeeds. Sixth, any punishment should recognize that
wrongdoers are still persons with self-consciousness, an interior
life, intellect, and will.
So far, this analysis of self-determination has
focused primarily on the misuse of human freedom. In innocence,
Adam and Eve misused their power of self-determination by giving
in to temptation. Then, their son Cain misused his power of self-determination
by killing his brother. The human being, having misused the gift
of freedom, is therefore torn between knowledge of the good and
knowledge of failing to abide by it. Human experience confirms this
sense of having a restless heart, drawn toward goodness but, as
a result of misused freedom, disrupted from the proper relationship
toward the ultimate goal. The psalmist expresses the feeling of
self-alienation in his song of longing: “How long, O Lord?
Wilt thou forget me forever? How long wilt thou hide thy face from
me? How long must I bear pain in my soul, and have sorrow in my
heart all the day?” (Ps. 13:1–2).
Despite the recognition that the misuse of freedom
can result in a wounded heart and a feeling of separation from God,
the biblical account does not always present human beings as misusing
the power of self-determination. Instead, the power of self-determination
is a great gift, for only in freedom can a person direct himself
toward goodness and receive providential grace.
This authentic freedom, which is central to the
biblical understanding of the human person, is not the license to
do whatever one wants but, rather, the liberty to choose to act
in accord with the law of God, which is written on the heart of
all people. Many of the later biblical narratives focus on people
who, guided by divine providence, learn to make responsible use
of their freedom. The two main ways in which human beings learn
to exercise their freedom are in the family and at work.
Gendered, Social Creatures: “…MALE
AND FEMALE HE CREATED THEM” (Gen. 1:27)
The discussion of the Elohist narrative of the
creation of human beings has focused so far on Genesis 1:26: “Then
God said, ‘Let us make man in our image, after our likeness;
and let them have dominion over the fish of the sea and over the
birds of the air, and over the cattle, and over all the earth, and
over every creeping thing that creeps upon the earth.’”
In drawing out the philosophy embedded in that verse, we have seen
that human beings are created in the image of God and are endowed
with the power to know the truth and make self-determined choices
ordered toward goodness, and to be held accountable for those choices
even when their environment is distorted by disordered social structures.
Although we have paused to draw out the richness of verse 26, the
text flows quickly into verse 27: “So God created man in his
own image, in the image of God he created him; male and female he
created them.”
From the beginning, we are told that God created
human beings “male and female.” Two important insights
are contained in this aspect of the revelation: Human beings are
gendered, and they are also social. The companionship of males and
females involves one of the primary forms of interpersonal communion.
From the beginning, human nature has been social in character. We
develop and actualize ourselves in communion with others, primarily
through our family relationships. The biblical text clearly indicates
this as it continues in the next verse: “Be fruitful and multiply,
and fill the earth and subdue it.” A pattern in the text is
worth noting. In verse 26, we are told that human beings are made
in God’s image and that they are to have dominion over the
animals of creation. Then, in verse 27, we are told again that humans
are made in God’s image—“male and female he created
them”—and that we are to have dominion over the earth
and its many creatures. The mandate to have dominion over the earth
flows from the fact that a human being possesses both intellect
and will. Verse 27 indicates that this is true of both males and
females, while verse 28 indicates that together, men and women are
to have families as a way of taking care of the earth.
In contemporary language, we have a responsibility
to be good stewards, to guard and keep the earth, to care for the
environment, and to be sensitive to the dynamic balance of ecology.
The biblical account ties this concern for natural ecology to a
concern for human ecology—a concern to guard and keep the
social institutions necessary for human flourishing. We use our
intellectual capacities not only to understand the workings of nature
so that we can make good choices that will protect the natural environment—an
environment that is good in itself and necessary for human flourishing—but
also to understand the workings of human persons and human development
so that we can make good choices that will protect the human environment.
In the biblical account, human ecology primarily involves understanding
the importance of the family. With regard to the next phase of welfare
reform, one concern this raises is the degree to which the two-parent
family is now becoming an “endangered species.”
The importance of the relationship between males
and females is also captured in the Yahwist narrative. As we have
already indicated, in that account, God first creates a human (traditionally
understood as a male, though the Hebrew text does not accentuate
the issue of gender until the Lord draws a rib from the human and
creates a woman). After that, the “man” is indicated
more clearly by another Hebrew word that denotes the male gender.
Recall that in the Yahwist narrative, the Lord
creates a helper for the man because he realizes that the human
heart is not satisfied with the material things of the earth. It
is when the human person can enter into communion with another human
being—“male and female”—that a person realizes
himself by choosing to give himself completely to another. This
truth is captured in the joyous expression of the man as he looks
upon his new mate: “This at last is bone of my bones and flesh
of my flesh” (2:23). Although there are only a few words in
the man’s expression, we can hear his joy at seeing the woman.
He knows now that there is another person like him—not only
physically but also spiritually. Both the male and the female are
created in the image of God. Yet the man’s joy does not just
derive from the excitement of recognizing someone like himself;
it also stems from an awareness that this other person’s body—indeed,
the entirety of the other person—will complement his being.
With her, he can enter into a kind of communion of persons, sharing
with her the entirety of his being.
This gift of oneself to another is captured in
verse 24: “Therefore a man leaves his father and his mother
and cleaves to his wife, and they become one flesh.” This
is the model for marriage, in which a man and woman leave the families
of their childhood to form a union. The union of man and woman is
ultimately based not on shared needs but on mutual self-giving.
It is, of course, true that the man has a sense of solitude before
he joins his wife. He feels alone and is aware of a kind of emptiness
within himself that is not satisfied by the other material beings
of the world. But in joining the woman, he is not merely acting
on his emptiness by seeking her to fill a void. Rather, the union
of man and woman into husband and wife is based on a self-determined
choice to give oneself wholly to another.
This free act—a self-determined choice to
give oneself to another person—is among the most formative
decisions in the life of a human being. By freely choosing to give
one’s life to another person, one is choosing both to give
oneself as a gift and also to become oneself. In choosing to give
oneself to another person in marriage, one chooses to become the
husband or wife of one’s beloved.
In this sense, marriage is a further indicator
of what it means to be created in God’s image. God freely
chose to create the world out of love. As people created in God’s
image, both men and women can choose to give themselves as a gift
to another; in doing so, they are creating themselves into something
new. The man becomes a husband, and the woman becomes a wife. For
both, it is a decision that changes the world—and themselves.
This giving of oneself to another includes both
a turning away from other social groups and also a turning back
to the common good. As the text says, “A man leaves his father
and mother” (2:24). Young lovers often turn away from other
social contacts in order to be alone. But the love that turns lovers
toward each other in a desire to be with the other person, to receive
the gift of the other more fully, and to give the gift of oneself
more completely, is also a fertile love. As the two become one flesh,
the communion of love issues forth, quite often, in the miracle
of co-creation. Here again, the free choice to give oneself completely
to one’s beloved changes the world and oneself. The world
is changed with the creation of another human life, and the man
and woman are changed as they become father and mother.
In the unitive act of love, we see most clearly
the great good of freedom and the power of self-determination. Through
a self-determined act, the man and the woman become one flesh. In
the Garden of Eden, Adam and Even give themselves completely to
one another: “The man and his wife were both naked, and they
were not ashamed” (2:25). Of course, in distorted social structures,
various tensions between consciousness and erotic desire often exist.
The marital act may be—and often is—conditioned by a
myriad of factors and, hence, is sometimes twisted in unusually
creative ways. In contrast to the possible forms of disordered love,
the proper place for ordered love is within the covenant of marriage.
In marriage, where two lovers become one, the marital act exhibits
its unique unitive and procreative significance. The power of self-determination
involves a choice not only to change the world but also to change
oneself. We realize who we are through the actions we choose, and
we become who we are through the choices we make. For most human
beings, the choices of whether and whom to marry, along with the
responsibilities of being fruitful and multiplying, are among the
most personally formative aspects of human life. In taking on the
responsibilities of creating and rearing children, we are given
a special gift that allows us to realize ourselves more fully as
beings created in the image of God.
Called to Work: “TILL IT AND KEEP IT”
(Gen. 2:15)
The theme of work is addressed in each of the first
four chapters of the book of Genesis. In chapter one, “God
said to [Adam and Eve], be fruitful and multiply, and fill the earth
and subdue it” (1:28). The notion that we are to subdue the
earth shows the importance of labor in human life. After all, the
entire Elohist narrative of the first chapter tells the story of
Creation, where God is presented as working: “On the seventh
day God finished his work which he had done, and he rested on the
seventh day from all his work which he had done” (2:2).
Since human beings are created in the image of
God, and since God works, it follows that part of the meaning of
human existence is realized in work. Thus, when Genesis states that
humans are to subdue the earth, it indicates that work is an activity
that human beings are to carry out in the world. Human beings are
created in the image of God, and this likeness is revealed partly
through the mandate to subdue the earth—that is, to be like
God in extending his work.10
In the Yahwist narrative of Creation, this mandate
to work is even more explicit: “The Lord God took the man
and put him in the Garden of Eden to till it and keep it”
(2:15). Here, work is presented as a good activity. There is no
indication that Adam conceives of work as a burden, or that God
is using him as an object to do his work. In fact, work is presented
as a good activity that involves human freedom. By analogy, God
freely works: “The Lord God planted a garden in Eden, in the
east; and there he put the man whom he had formed. And out of the
ground the Lord God made to grow every tree that is pleasant to
the sight and good for food” (2:8–9). Human work is,
then, a kind of cooperation with the work of God. This is most obvious
in the area of agriculture, because the work of planting and harvesting
is always a cooperation with the patterns of nature that have their
source in God. Likewise, every kind of work involves, to some extent,
human cooperation with the work of God’s creation. So work
is presented as something good, an activity of God that humans are
graced to share. The text gives another indication that work is
a free activity, for we are told that God puts the man in the garden
to “till it and keep it,” just as God tells man that
he is free to eat of every tree save one. There is a connection,
then, between the free decision to work and the freedom to eat from
the product of one’s labor.
Before the Fall, work is presented as a liberating
activity. By tilling and keeping the garden, man develops in his
freedom so that he is free to eat. Work becomes more complicated,
however, after the Fall, especially in that it is strongly associated
with burdens and pain. After the Fall, God tells Eve, “I will
greatly multiply your pain in childbearing; in pain you shall bring
forth children” (3:16). We say that a pregnant woman ready
to give birth is “in labor,” thereby identifying labor
with pain. Likewise, God says to Adam, “Cursed is the ground
because of you; in toil you shall eat of it all the days of your
life; thorns and thistles it shall bring forth to you; and you shall
eat the plants of the field. In the sweat of your face you shall
eat bread until you return to the ground” (2:17–19).
As a result of the misuse of freedom, all labor now contains an
element of toil.
Human experience confirms these truths. In innocence,
young children are often drawn to work, wanting to cooperate with
their elders in performing small household chores, such as putting
away the dishes and vacuuming. But after a fall from innocence,
the childhood joy of cooperating in work becomes the recognition
that every kind of work involves an element of toil and sweat. Not
only do agricultural workers have to bear thorns and thistles, but
so do those who toil in factories, in construction work, in transportation,
and in the service sector. Toil is also familiar to those who work
in healthcare, to those who work in teaching and research, to those
who run their own businesses, to those who make decisions that will
have a great impact on others, to those who care for young children
and the elderly, to those who are fathers and mothers—indeed,
to everyone.
Even though every kind of work contains an element
of toil—or, perhaps, because of it—work is vital for
human dignity. We image God more completely through work. This point
is indicated subtly in the story of Cain and Abel. We are told that
“Abel was a keeper of sheep, and Cain a tiller of the ground”
(4:2). Notice that we are not simply told that Abel performed the
activities of keeping sheep, or that Cain performed the activities
of tilling the ground. Work is transitive. The work of tilling the
ground brings about a change that is both objective and subjective
in character. Tilling the ground changes the earth so that the dirt
is better prepared to receive the seeds that will be planted. But
the transitive character of work is such that the action passes
over to—and takes effect on—both the earth and the worker.
In the activity of work, not only is the earth changed; Cain is
changed. Cain becomes a tiller of the ground.
In the activity of work, the human being responds
to his or her call to become a person created in the image of God
and to subdue the earth. The activity of work is personal—an
activity done by a person, a subject with an interior life who is
endowed with the capacity for self-awareness, intellect, and will.
Work involves making choices and acting in a planned, rational manner.
Work is also an activity that forms a person. Since we realize ourselves
through the choices that we make, and since work is one of the most
common of our activities, work serves not only to change the world
but also to change us in our quest for self-realization.
Unfortunately, work is often evaluated solely from
a worldly perspective, using the standards of measurable observation.
However, this way of evaluating work—considering labor only
in its objective sense and solely according to the standards of
the world—is incomplete. Considered in this way, work often
comes to be separated from the person doing the work. From the point
of view of the employee, labor is then viewed as an inconvenience,
something to be avoided. From the point of view of the employer,
work is viewed as an item of cost in the production process. However,
this philosophy of work, although perhaps prevalent in the attitudes
of contemporary workers and employers, represents an incomplete
understanding of the authentic meaning of work. Instead of viewing
humans as objects who are “for work,” the deeper truth
is that all work is “for humans.”
Work serves several purposes. Labor is a way to
improve both the world and oneself. Work changes the world by transforming
it and making it more valuable. In this process, the worker is also
transformed in the process of self-realization. For his labor, the
individual receives benefits, typically in the form of a wage, in
order to live a more satisfying life.
Work is also a condition that makes it possible
to form a family, for the family requires a means of subsistence
in order to develop and flourish. Further, the family is a kind
of “school of work.” In the family, the members develop
the habits of work, learning to “till and keep” the
home.
In the broader society, work is a means by which
all human beings can offer their gifts and talents to others in
a manner that promotes the common good. A person’s work is
interrelated with the work of others. Sometimes, work involves employing
one’s own creativity to devise better ways to meet the world’s
needs. At other times, it involves working with and for others in
a way that more profoundly recognizes the productive potentialities
of the earth as well as the needs of those for whom the work is
done. Work that looks to the broader society sometimes involves
foreseeing the needs of others and developing efforts to plan, produce,
and deliver goods and services that satisfy the needs of others.
Work entails joining with others to take initiative and risks in
a disciplined way. This entrepreneurial ability draws the individual
person beyond himself and his family to work with and for others
in the broader society, including those persons living across the
globe.
With Inherent Dignity: “BEHOLD, IT WAS
VERY GOOD” (Gen. 1:31)
Included in the Elohist account of Creation is
a narrative pattern that begins on the third day of Creation where,
after the work of each new day, the text states, “And God
saw that it was good” (1:10, 18, 21, 25). After the sixth
day, however, the pattern changes slightly. After the creation of
humans, the text states, “God saw everything that he had made,
and behold, it was very good” (1:31). After the creation of
human beings, who are the summit of God’s creation, we are
told that God’s creation is “very good.” This
statement embodies a truth that is repeated throughout the biblical
tradition: Every human life has inherent dignity and worth. In the
biblical account, everything that is created is good; this is especially
true of human beings.
This same insight—that every human life has
inherent dignity and worth—can be expressed and defended in
both theological and philosophical terms. From a Christian theological
perspective, the mysteries of the Incarnation and the Resurrection
make the same point. That God entered history in the person of Jesus—that
he was willing to suffer death on a cross in order to take on the
sins of humankind so that through his death and resurrection they
would be forgiven—reveals the depth of the truth that every
human life has inherent dignity and worth. It is because human life
is inherently valuable that, despite human sinfulness, Jesus entered
history.
Apart from this and other theological perspectives,
the dignity of the human person can be understood from a philosophical
point of view. In the American Declaration of Independence, Thomas
Jefferson wrote, “We hold these truths to be self-evident,
that all men are created equal, that they are endowed by their Creator
with certain unalienable rights, that among these are Life, Liberty
and the pursuit of Happiness.” Eighteenth-century German philosopher
Immanuel Kant developed a detailed argument using practical reason
to show that every human being is entitled to fundamental respect.
In a similar way, the insight that human beings form themselves
through the choices of life reveals that every person is unique
and unrepeatable.
It is beyond the scope of this chapter to develop
detailed theological or philosophical arguments to defend the claim
that every human life has inherent dignity and worth. However, it
is worth recognizing that this claim transcends the Genesis narrative.
Indeed, it has strong support throughout the biblical tradition,
including the writings of the New Testament. It also resonates strongly
with a deep moral intuition held by most people. And various philosophical
arguments have been used to support the notion of personal dignity,
including the Declaration of Independence’s appeal to self-evidence.
To this emphasis on human dignity the biblical tradition adds the
recognition that the source of this dignity lies in the kind of
beings that we are: persons created in the image of God.
Seven Themes Relating Christian Anthropology to
the Next Phase of Welfare Reform
The previous section contained a detailed examination
of the first four chapters of Genesis, focusing on the understanding
of the human person in the biblical tradition. Broadly speaking,
this account can be called a “Christian anthropology,”
even though many elements in this account will be shared by people
from other religious traditions, and some elements will be shared
even by people who are not religious. To summarize and restate this
Christian anthropology: Human beings are persons created in the
image of God who are gendered, social creatures with inherent dignity
and endowed with the capacity to know the truth and love goodness
while making self-determining choices—with accountability—that
shape their personalities, especially through their families and
labor, even while being conditioned by disordered social structures.
A Humane Vision for Thinking about the Poor
Currently, there are two dominant tendencies in
the ways that many Americans think about the poor. On the one hand,
there is a tendency, common on the political Left, to think that
poverty causes a series of negative pathologies, and that these
behaviors are not the responsibility of the acting person. This
line of thinking, which can be traced back to eighteenth-century
French thinker Jean-Jacques Rousseau, tends to view human beings,
especially the poor, as victims of a disordered social structure.
In this view, since modern society tends to divide humans into the
rich and the poor, and since the poor become victims of social corruption
that is completely beyond their control, they are considered victims
of ill fortune. At first glance, this seems to show a deep compassion
for the plight of the poor. However, implicit in this philosophy
is a denial of the personhood of those who are poor, because they
are viewed as mere objects affected by external forces and lacking
all capacity to make genuinely free choices. This denial of a person’s
ability to make self-determining choices leaves this account with
a false notion of compassion.
On the other hand, there is a tendency, common
on the political Right, to think that poverty is entirely the responsibility
of the individual. This line of thinking, which is often a reaction
against the tendency of those on the political Left to disregard
any accountability by those who are poor, often goes too far by
placing all of the blame on the individual. But in placing all of
the emphasis on the individual’s responsibility for his or
her plight while ignoring circumstances beyond the control of the
individual, this way of thinking lacks compassion.
The understanding of the human being that is outlined
above avoids both of these extremes while recognizing an element
of truth in each. Since human beings are conditioned by distorted
social structures, there is an aspect of truth in the view, held
by those on the Left, that compassion for the poor acknowledges
that poor moral choices are influenced by distorted social environments.
But it is improper to see particular distorted social structures
as entirely responsible for the bad choices made by the poor. Since
every human being is a person, each individual remains responsible,
to some extent, for his or her own individual choices. This is not
a sign of human weakness; rather, it is an indication of human dignity.
Correspondingly, there is an aspect of truth in
the view, held by those on the Right, that compassion requires holding
the poor accountable for their own choices. However, the insight
that human beings are accountable for their own choices does not
mean that all of the ills of poverty are the responsibility of those
who suffer its effects. Two points should be made here. First, human
beings are born into social structures with varying degrees of distortion
and corruption, for which they are not responsible. A distorted
social nexus can have a significant conditioning influence on a
person’s choices. Therefore, it is inappropriate to hold individuals
responsible for the social nexus into which they are born, when
they have no responsibility for their environment. Second, all human
beings who fall into sinfulness are responsible for their own bad
choices. Although the poor are certainly not the only people who
make bad choices, nevertheless, in a distorted social environment,
some people can make bad choices without suffering the effects of
their own moral failures. (It is often easier for people of means
to avoid the harm flowing from their own bad choices than it is
for poor people.) All human beings are certainly accountable for
their own moral failures, but, given the world in which we live,
it is possible for some people to evade responsibility for their
moral failures while other people suffer unduly for the moral failures
of others.
From this, we can say that Christian anthropology
offers a humane vision for thinking about the poor. All human beings,
including those who are poor, oppressed, or disadvantaged, have
inherent dignity. Further, all human beings are conditioned by the
disordered social structures into which they are born. Because poor
people are often conditioned by severely disordered social environments
for which they may not be individually responsible, it is appropriate
to have special compassion for their plight. However, this compassion
does not view the poor merely as victims; rather, it views them
as persons endowed with a capacity to pursue the truth and to make
self-determining choices ordered toward goodness.
Emphasis on the Importance of Marriage and Family
Bonds
The Christian anthropology outlined above understands
human beings as persons who are gendered and social. Humans grow
and develop in families. This understanding of the human person
should be used to evaluate reforms of the American welfare system.
For example, policymakers should determine whether particular programs
promote or weaken the institution of marriage and the family. The
bonds of human belonging, especially as developed in the family,
are crucial to the development of responsible freedom. Programs
that provide food, clothing, and shelter without showing a concern
for the personal situation of those in need may, in the long run,
do more harm than good.
Families help to develop a person’s material
and spiritual aspects. The basis of the family is spiritual—that
is, it is the love of the man and woman for one another. This love
transcends material explanation and cannot be understood in merely
material terms. However, since the person is a “creature”—that
is, a material animal with a spiritual aspect—marriage and
family life address both the material and spiritual aspects of human
life. This emphasis on the role of the family in meeting material
as well as spiritual needs is an especially important point to make,
particularly since the last few decades have seen the feminization
of poverty. Increasingly, the poor consist of unmarried mothers
who lack high school diplomas. Therefore, an increased emphasis
on the importance of males taking up their roles as faithful husbands
and good fathers is needed to respond to this situation. This challenge
to males to become good husbands and fathers is, appropriately,
made at the moral and cultural level, especially by faith-based
institutions that aim to support families. Since the family is the
basic cell of society, and since healthy family life promotes the
common good, political reforms should support the family. In particular,
this should involve supporting men as they take up the responsibilities
of being faithful husbands and responsible fathers. At the very
least, governmental programs should not discourage or penalize men
who seek to become good husbands and fathers.
Of course, the family is not a perfect institution.
Even the biblical tradition presents the family as more complicated
than the idealized stereotypes presented in early television shows
such as Father Knows Best and Leave It to Beaver.
In real families, people make mistakes, misuse their freedom, feel
guilt and shame, and sometimes lie to evade responsibility. So it
should not be surprising that those who need the support of social
services are sometimes in a complicated relationship with the other
members of their own family. In these situations, then, assistance
in restoring damaged relationships with family members is needed.
At the very least, programs aimed at giving social support should
not undermine the importance of the family; instead, when possible,
they should seek to support the family as the primary unit of society
and the environment in which human beings learn to make responsible
use of their freedom.
Belief in the Human Ability to Use Reason to Pursue
the Truth
The fact that human beings are endowed with the
capacity to use reason to pursue the truth contains several practical
implications for the debate over welfare reform.
First, human reason and experience should be used
to draw distinctions about genuine differences with regard to the
kinds of aid people should be receiving. Reason should be used not
in a bureaucratic manner that emphasizes mere efficiency but, rather,
in a process of discernment that is sensitive to each person. For
example, those who are able to work should be treated differently
than those who are unable to work. As much as possible, there should
be an effort to understand each person’s particular needs.
This involves discerning not only what kind of aid or service should
be provided but also how long it should be provided, so as to encourage
authentic personal development.
Second, since every human being is endowed with
a capacity to develop in rationality, there are points at which
the next phase of welfare reform must address issues of education.
A poor education and an unsafe educational environment can deprive
a child of the opportunity to realize his or her God-given potential.
Social justice demands that each child receive a sound education,
including both academic and moral formation that allows him or her
to flourish. Thus, no child should remain trapped in a failing school.
All parents should be afforded the ability to use reason in choosing
the kind of education that is best for their children, regardless
of income level. Parents should be able to have a primary voice
in choosing the kind of education that their children receive. In
these and similar ways, the insight that human beings are endowed
with the capacity to develop as rational creatures ordered toward
the truth has implications for the role of education in uplifting
the poor.
Affirmation of Freedom, Understood as Self-Determination
with Accountability Ordered toward Goodness
Human beings are endowed with intellect and will;
because of this, they have the capacity to make self-determining
choices for which they are accountable. This has several implications
for the next phase of welfare reform.
With regard to family life, authentic freedom involves
choosing whether to marry, as well as whom to marry. The decision
to marry brings with it not only the freedom to choose how many
children one will have but also the responsibilities that come with
rearing children. Young people should be encouraged to make responsible
use of the gift of fertility, understanding that with freedom comes
the responsibility to care for the children they bear. Parents should
also be supported in their efforts to balance the responsibilities
of work with the responsibilities of rearing children. When someone
is not making responsible decisions, it is helpful to have someone
close to that person, such as a family member or neighbor, lend
loving support while challenging that person to take responsibility
for his or her decisions. Often, this happens by raising spiritual
questions about the person’s relationship with God. These
personal, spiritual questions raise the issue of accountability,
not just to others but to the divine.
Recognition of the Dignity of Work
The dignity of work is entailed in the image of
God. All human work directed toward the common good contains inherent
dignity sanctioned by God, who ordained that work be done toward
various ends. Human work has dignity because it is an aspect of
personhood. Authentic freedom, then, involves choosing to develop
habits of work. Since one’s personality is formed through
the choices one makes, and since so many of the choices one makes
have to do with one’s work, it is a mistake to view work merely
as a means to acquire money for life’s necessities. Work is
also one way that humans develop as persons and contribute to the
common good. Because work is one of the central activities whereby
humans develop as persons, an economic system that discourages or
prevents people from engaging in work may have effects that are
not measured by economists. When people do not have regular work—especially
when they are discouraged from work or when there are barriers to
entry into the marketplace—there are non-economic effects
on their welfare. Chronic unemployment is dehumanizing, and it violates
God’s plan for the human person. The effects are most visible
in our nation’s inner cities, where unemployment is as high
as 40 percent in some places. Unemployment can be a kind of deprivation
that harms the person both materially and spiritually. Since human
beings develop through their actions and habits, and since work
is central to personal and spiritual development, welfare reform
needs to emphasize the value of work and the importance of successfully
incorporating every able-bodied person into the productive sectors
of society. Cultivating a work ethic and equipping individuals with
the skills to prosper are central to achieving this goal.
Acknowledgment of the Human Quest for the Divine
In the biblical understanding of the person, human
life is a journey toward union with God. Since human beings are
spiritual animals, this spiritual quest for God is often expressed
in physical terms. In marriage, the husband and wife devote themselves
to one another in love, making a covenant with each other and with
God, so that their marriage is also a sign of their journey together
toward God. In labor, the worker toils to support himself and his
family by using his talents—which God has bestowed upon him
and which he has developed and honed through practice—to benefit
society; this work is but a part of the broader quest for God. Even
the most humble labor has a spiritual element.
The recognition that everything that human beings
do is part of their quest for union with God helps to offer a proper
perspective on life. The social services that human beings need
to flourish are those that allow them to develop as persons in their
quest for God. Because human beings are spiritual animals, they
have needs that are both physical and spiritual. In addition to
the need for food, clothing, and shelter, they have the need to
develop habits of virtue by which they can make responsible use
of their capacities to know the truth and do good.
A Role for Faith-Based Organizations in Welfare
Reform
From the Christian point of view, there is a special
moral obligation to provide social support for people who are in
need. People of faith are called to care for their neighbors in
need. The text of Genesis states that human beings are created in
the image of God; because of this, every human being has inherent
dignity and worth. This insight is deepened in the New Testament
teachings of Christianity. Jesus came to offer redemption for every
human being; therefore, every human life, including the lives of
those who are poor, oppressed, or disadvantaged, has inherent dignity.
Over the course of the twentieth century in the
United States, there was a great debate about the degree to which
social assistance—much of which had been provided in previous
centuries by churches and faith-based institutions—should
be provided by the government. With the rise of the Great Society
programs of the 1960s, the government began to play an increased
role in delivering social support. During the 1980s and 1990s, there
was a growing recognition that many government-based social assistance
programs delivered aid in a bureaucratic manner that did not address
the needs of the whole person. Pope John Paul II made this point
in his 1991 encyclical letter, Centesimus Annus.11 So there
has been a growing recognition that government, at various levels,
rather than intervening directly and depriving society of its responsibility
to care for the poor, can instead work with and support faith-based
and other mediating institutions that provide assistance to those
in need.
I will leave it to others to evaluate the efficacy
and advantages of having faith-based organizations play a greater
role in the delivery of social services. It is worth pointing out,
though, that those who hold Christian beliefs are obligated to engage
in and support faith-based efforts to promote social development
and aid. The Scriptures emphasize helping the poor and the least
among us. The parable of the good Samaritan offers an example of
how we are called to help our neighbors in need. Rather than expecting
the government to step in and solve every social problem, those
who are close to others in need are called to respond and help them
on their own. In this way, faith-based charities play a vital role
in lifting people out of poverty, both with regard to material want
and poverty of spirit. Faith in God entails engaging in works of
love and drawing on the well of compassion to meet the material
and spiritual needs of our neighbors.
Conclusion
This outline of themes is meant to suggest a direction
for the next phase of welfare reform. Two objections could be raised
with regard to using Christian anthropology to inform the way we
think about welfare reform. One likely objection is that using religion
in public debates about governmental policy is inappropriate. A
second likely objection is that the account of Christian anthropology
that is presented in the body of this essay is acceptable to a wide
range of people. Some might even object that this understanding
of the human person is, therefore, not particularly “Christian.”
In responding to these two objections, we should
first note that there is tension between them. The first objection—that
we should not mix religion and politics—is made by those both
on the political Right and on the political Left. But, in fact,
many issues of governmental policy come down to social, moral, and
cultural decisions about how we should order our lives so that we
can live well together. In America, a strong majority of the citizens
think about these issues in moral terms, and they think about moral
questions in biblical terms. So leaving religion completely out
of politics is impossible. The question is not whether religion
will be left out of politics but how our understanding of the good
life—which is, as a matter of fact, shaped by the biblical
tradition—can influence public policy without the government’s
establishing a religion. One way that this can occur is to draw
out the philosophical presuppositions of the biblical tradition
and then show that these elements are desirable ways of thinking
about what it means to live a good life and the way in which we
should order our lives so that we might live well together.
The second objection presupposes that the Christian
understanding of the human person must be contentious. The account
of the human person presented here may seem reasonable, especially
to many people toward the political center of American life. The
goal here is to give an account that is acceptable to a broad range
of Americans from various religious and political backgrounds.
During the 1950s and 1960s, civil rights leaders
such as Martin Luther King, Jr., were able to form a broad coalition
of people concerned about civil rights by appealing to the biblical
tradition. His “I Have a Dream” speech makes frequent
use of themes from the biblical tradition, including an emphasis
on the dignity of every human person as created in the image of
God. The success of the civil rights movement was brought about,
in part, by a broad coalition of citizens who reached across religious
and political differences to recognize that our shared understanding
of the meaning of human life calls for a change in the way we live
together as a nation.
We now face a different moment in our nation’s
history, a time when there is widespread recognition that the problems
facing America’s poor need to be more fully addressed. Just
as the biblical tradition was used during the civil rights movement
to bring Americans together across religious and political lines,
so, too, at this time, the biblical tradition can be used to unite
rather than to divide. We face a moment when there may be the political
will necessary to change welfare in a way that offers renewed hope
to America’s poor. This reform, should it occur, will be based
on the notion that human beings are created in the image of God
and that they are gendered, social creatures with inherent dignity
and endowed with the capacity to know the truth and love goodness
while making self-determining choices—with accountability—that
shape their personalities, especially through their families and
labor, even while being conditioned by disordered social structures.
Notes
- Quoted in Marvin Olasky, The Tragedy of American Compassion
(Washington, D.C.: Regnery, 1992), 208.
- James Davison Hunter, Culture Wars: The Struggle to Define
America (New York: Basic Books, 1991).
- Robert Wuthnow, The Restructuring of American Religion:
Society and Faith since World War II (Princeton, N.J.: Princeton
University Press, 1988).
- Rhys H. Williams, ed., Cultural Wars in American Politics:
Critical Reviews of a Popular Myth (New York: Aldine de Gruyter,
1997).
- For example, see the range of opinions critical of Hunter expressed
in the essays in Williams’s Cult
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