How Firm a Foundation: Puritanism as the Wellspring of American
Freedom
John B. Carpenter
Lutheran School of Theology at Chicago
Strong arguments for the role of faith in preserving freedom
can be made from both philosophy and logic. But as Western society loses its
cultural bearings, the ground rules for philosophy are breaking down. What is
self-evident to one intellectual is absurd to another. Many people appear weary
of logic. Tell a modern atheist that he must believe either in an eternal universe
(contrary to the evidence of science he claims to cherish) or in a self-creating
universe (a paradox at best), and he will just shrug his shoulders and say,
“No.” For such folks the whole arsenal of rational discourse is
defused. It is not just an inability to argue such people into faith—which
is always a tall order—but frequently an inability to cultivate in them
even an ambiguous respect for the contributions of religion to our heritage.
Karl Marx, for example, sat in the British library and wrote, “Religion
is the opiate of the masses.” If only he had bothered to pick up a volume
on seventeenth-century English history, he would have learned what an absurd
proposition that is. And yet the philosophy he created has had—and continues
to have—an enormous impact on the worldview of much of Western intelligentsia.1
Though Marx’s economic prescriptions are largely discredited, the general
attitude of the Western academy is still deeply, if ambiguously, influenced
by his dismissal of religion. One such Western academic is Robert W. Fogel.
Robert Fogel was nurtured in some of the best of America’s
elite academies. A disciple of Nobel laureate Simon Kuznets, Fogel went on to
teach at Rochester University, Harvard, and, finally, the University of Chicago
Graduate School of Business. Fogel was a ground-breaking economic historian
who focused particularly on the economics of American slavery. When he began
his work, he probably expected to confirm what had been the assumption ever
since Adam Smith’s Wealth of Nations: not only was slavery economically
inefficient and doomed to self-destruction but it was the pursuit of indolent
pseudo-aristocrats who loved lording over their fellow man. To Fogel’s
surprise, however, he uncovered the opposite. Professor Fogel found that the
morally reprehensible institution was fantastically profitable and efficient.
It even frequently provided slaves with a higher standard of living than the
average free, white farmer, while demanding less labor; it gave slaves a longer
life span than most European or American city dwellers of the same period. Fogel
concluded that it was not economic forces that brought about the end of slavery
but a revolution in moral sentiment that had its roots in Puritanism. In his
Nobel Prize–winning work on slavery, he chronicled how devoutly religious
people campaigned to end an oppressive practice that mere economics would not
have ended. He confessed to me his great surprise at this discovery. He recalled
that he, like many of his generation, had absorbed Marx’s attitude toward
religion with little thought. Prior to writing the book, Fogel, a leading scholar
at some of America’s premier academic institutions, had never known the
truth about what forces put an end to the greatest assault on liberty ever devised:
slavery. Only those who looked beyond “what works” and the status
quo could move society to aspire to ideals of universal freedom to which a transcendent
source of authority beckoned them. That vision and that transcendent authority
are found in religion.2
It was not a careful apologist, like C. S. Lewis with his winsome
Mere Christianity, who reasoned Professor Fogel into a greater appreciation
of the contributions of Christianity to America. It was historical fact. That
history, I believe, is our greatest asset in a philosophically confused, logic-weary
generation. As Oliver Wendell Holmes, Jr., is reported to have said, in another
context, “Upon this point a page of history is worth a volume of logic.”3
Religion is central in American history—particularly
in colonial American history—but through the whole of the nineteenth century
as well. It is important that we get this history right. The Pilgrims and their
Puritan brothers, for example, did not come to New England just to get away
from religious tyranny in their homeland. Rather, they crossed “the rude
waves” to be free to live out their religion to its fullest. Too often,
their motivations are thought of as a one-dimensional quest to be free from
religion when actually they longed to be free for religion. Increase
Mather, the leading Puritan of the second generation of New England, wrote reverently:
It was a great and high undertaking of our fathers when they ventured themselves
and their little ones upon the rude waves of the vast ocean that so they might
follow the Lord into his land. A parallel instance not to be given except
that our father Abraham from Ur of the Chaldees or that of his seed from the
land of Egypt.4
It was in respect to some worldly accommodation that other Plantations were
erected, but Religion and not the World was that which our fathers
came hither for…. Pure Worship and Ordinances without the mixture
of human inventions was that which the first fathers of this colony designed
in their coming hither. We are the children of the good old non-conformists.5
John Winthrop, the first governor of Massachusetts, told the
settlers while crossing the Atlantic that they were going to plant a “City
upon a Hill.” The entire world was to be awed by the model of Christian
charity they were going to build. And let our public schools leave no doubt
that this new society was to be built, brick by brick, on the principles of
Puritan faith. The historian Perry Miller called Puritan Massachusetts a “Bible
Commonwealth.” Admittedly, even many of today’s devout believers
may be cool to the intimate relationship enjoyed by church and state in seventeenth-century
New England. The Southern Baptists, for example, have their roots in Puritanism
but in a strand of Puritanism that criticized the way mainstream Puritans used
the state to enforce doctrinal orthodoxy. To this day, these Baptists are ardent
defenders of the separation of church and state. But enlightened Baptists do
not mean by that phrase what it came to mean in the second half of the twentieth
century: an active policy by all levels of government—federal to local—to
force all expressions of religion, even the most ambiguous ones, out of public
life. This was not what the first amendment—supported by most Baptists—was
intended to do. Rather, the whole Puritan heritage, later to coalesce roughly
into what we today call evangelicalism, sought to preserve governmental neutrality
toward specific denominations. At the same time, they assumed that the government,
especially on the state and local levels, would have a role to play in preserving
public morals and generally encouraging religion. The famous New England revivalist
of the early nineteenth century, Lyman Beecher, at first lamented the disestablishment
of Connecticut’s Congregational church, in 1818; but as he mastered the
voluntary society, he saw the great possibilities for “influence.”
Beecher was determined that these societies would bring to bear as closely as
possible the influence once exerted by the old establishment. Eventually, he
came to believe that disestablishment was “the best thing that ever happened
to the state of Connecticut” and that the ministers had actually gained
influence.6 This meant that the biblical heritage
that drove the Puritans across the Atlantic continued its role in shaping the
common mind of America after the American Revolution and through the first third
of the nineteenth century, at least. When a society is shaped by these values,
even those individuals who are not particularly devout or orthodox, such as
Benjamin Franklin or Abraham Lincoln, may be said to have been broadly shaped
by them. Sociologist Talcott Parsons notes what happens when an ideology (or
theology, in this case) influences a society over a length of time:
Insofar as a given system of ideas has existed for a long time in a society
at strategic points, it is a reasonable hypothesis that it exerts a steady
influence in the direction of canalizing attitudes in such a way that they
will become, in terms of such a system, meaningful. This is the more true,
the more the society in question is one characterized by the persistence of
aggregates, by strength of “belief.”7
First in New England, then, after the Great Awakening, in the
rest of America, the ethics, habits, and worldview of evangelicalism were arguably
the dominant cultural forces. The evidence of history shows that it was anything
but a mind-numbing opiate. It is not a coincidence that the freest nation in
the world was also the most Christian.
While the Puritan quasi-theocracy had long since dissolved,
Puritan values were spread further and deeper into American culture by what
George Marsden calls “culturally aggressive New England Yankees.”
Both Marsden and Fogel sketch a complicated, reflexive process in the first
half of the nineteenth century in which Northern Protestants, at first battling
each other for political dominance, eventually coalesced, joining Northern Baptists
and Methodists in the new Republican Party.8
“The result,” says Marsden, “was that the Republican party
had a strong Puritan-evangelical component, bent on regulating the society according
to Christian principles.”9 The abolition
of slavery was their first great goal and their greatest achievement. The war
that became inevitable for this achievement is largely responsible for forging
the American identity of a nation “of the people, by the people, for the
people” that it projects to the world today.10
We must remember that the motivations for these strides in
freedom did not come from some secular European Enlightenment philosophy but
from devout Puritanism. Nearly a century and a half after the Puritans’
Great Migration, it was no accident that it was New England that first agitated
to throw off Britain’s heavy yoke. The “City upon a Hill”
was not an infantile stage of religious oppression but the foundation of American
ideals—the wellspring of its best principles.11
The Great Awakening, breaking out over a century after Winthrop’s Great
Migration and only a generation before the American Revolution, was a reassertion
of Puritan ideals. Many historians, such as Harvard’s Alan Heimert, have,
in the last generation, seen that the Puritan revival commonly called the “Great
Awakening” was pivotal in preparing the ground for the Revolution. Subsequent
history was a progressive application of Puritan ethics, as revived and dispersed
through the Great Awakening. Take slavery, for example. Although it is true
that early Puritans did not necessarily object to having household slaves, they
based this regrettable institution on economic necessity, not racism. According
to the Puritans, an African slave may be one of the elect, so he should not
be treated as if he does not have a soul that can be chosen by God.12
On the other hand, Charles I, King of England, may be so lost as to deserve
decapitation. A theology that teaches that slaves may be elect and kings may
be reprobate is not a theology that becomes the opiate of the masses. In the
later eighteenth century, Samuel Hopkins’s Puritan conscience, shaken
by the brutal reality of the mass slave trade, helped light the fuse that led
to emancipation. The age-old “peculiar institution” was ended, not
by the European Enlightenment or by the seminal ideas of Greek philosophy but
by evangelical Christianity.
Puritanism created principles of justice and individual rights—what
Fogel terms egalitarianism—so convincing that generations of “enlightened”
scoffers would assume they were self-evident. In fact, they were so sure of
the self-evident nature of the dictates of “nature and nature’s
God” that they proceeded to cut off the very limb on which they were sitting.13
Certainly, they believed they were improving the radically theocentric worldview
of Puritanism by synthesizing it with humanistic sensitivities. But they could
not see that their incessant scoffing at the transcendent authority of faith
would eventually make all declarations of right and wrong seem absurd. The result
of the advance of secularism and the laughing question, “Sez who?”
to even the most reasonable ethical prescriptions was not more freedom. It has
led us not to an “end of history” in which egalitarianism has triumphed
but to the blood of Columbine and the presidential question as to the meaning
of the word is.
The crisis now, as Os Guinness rightly observes, is a “crisis
of cultural authority.”14 Today, Americans
are feeling the shock of the realization that the “sensate system”
they built is vacuous, insupportable, and, in the end, self-destructive. Ethics
of any kind, including egalitarianism, makes no sense, holds little compelling
power, creates no allegiance, and elicits little devotion without some kind
of transcendent authority. Thomas Jefferson notwithstanding, no truths are “self-evident.”
The illusion of a self-evident egalitarianism was created by an ideational system
so powerful that it was able to permeate a culture and create social momentum
that continued for generations—even centuries—after it, itself,
had died. But the momentum is not perpetual. Even Max Weber could feel the air
leaking from the Enlightenment bubble: “The rosy blush of [religious asceticism’s]
laughing heir, the Enlightenment, seems also to be irretrievably fading.”15
As it continues to fade, various ideologies are fighting to fill the void. The
great myth of religion as an opiate continues to keep sincere, intelligent Americans
from looking to it as source of hope. But rather than boldly go to brave new
worlds that promise—but fail to provide—new heights of egalitarianism
and autonomy, America would do better to draw from the well of its own City
upon a Hill.
Notes
Milton Rosenberg, professor of psychology at the University of Chicago and
high-brow radio talk show host for WGN, thus diagnoses today’s American
culture: “We have arrived at the virtual nadir point in a process of
socio-political regression. That regression was led by supposedly left-wing
intellectuals (actually derivative Marxist manqué) who elevated ‘equality’
over ‘liberty’ and grievance over merit…. From Freud to
Foucault, our ideational culture has featured a revival of basic nihilism,
denying the possibility of absolute truth whether in religion, ethics, or
science itself” (electronic correspondence, May 1999).
I should make clear that the last two sentences are my own reflection and
not necessarily the views of Dr. Fogel.
Quoted in E. Digby Baltzell, Puritan Boston and Quaker Philadelphia:
Two Protestant Ethics and the Spirit of Class Authority and Leadership, (New
York: The Free Press, 1979), 1.
Increase Mather, The Necessity of Reformation (Boston: John Foster,
1679), i.
Quoted in Bernard Bailyn, The New England Merchants of the Seventeenth
Century (Cambridge, Mass.: Harvard University Press, 1955), 140–141.
Allen C. Guelzo, Edwards on the Will: A Century of American Theological
Debate (Middletown, Conn.: Wesleyan University Press, 1989), 239.
Talcott Parsons, The Structure of Social Action, 2d ed. (New York:
The Free Press), 537.
See Robert Fogel’s Without Consent or Contract (New York: Norton,
1991), which was part of the work that won him the Nobel Prize in economics.
George Marsden, Understanding Fundamentalism and Evangelicalism (Grand
Rapids, Mich.: Eerdmans, 1991), 89.
Max Weber states, “The American War of Independence … was waged
in the name of the basic principles of Quakerism.” The Sociology
of Religion, trans. Ephraim Fischoff (Boston: Beacon Press, 1963 [1922]),
228.
Timothy Dwight believed the Puritan era was “a normative era during
which the American character and nation were formed” (John R. Fitzmier,
New England’s Moral Legislator [Bloomington, Ind.: Indiana University
Press, 1998], 131). Some of Dwight’s poems, such as “Greenfield
Hill,” were written to prove this point. Literary scholar William C.
Dowling believes that Dwight, under the influence of the poets of Augustan
England, saw an essential equivalence between the languages of classical republicanism
and covenant theology; the godly Puritan state remained a model that the fledgling
republic should strive to emulate (Poetry and Ideology in Revolutionary
Connecticut [Athens, Ga.: University of Georgia Press, 1990], 72–74).
Puritan leader Samuel Sewall wrote, “These Ethiopians, as black as
they are, seeing they are sons and daughters of the first Adam, the brethren
and sisters of the last Adam, and the offspring of God, they ought to be treated
with respect agreeable” (quoted in William Weeden, Economic and Social
History of New England [Boston: Houghton Mifflin, 1890]), 1:429. In 1698,
Cotton Mather baptized two African adult slaves and two African children.
The phrase “nature and nature’s God” is from the United
States Declaration of Independence.
The American Hour (New York:The Free Press, 1993), 4.
Max Weber, The Protestant Ethic and the Spirit of Capitalism, trans.
Talcott Parsons (New York: Routledge, 1992 [1930]), 182.
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