It has been said of many schools of philosophy, from pragmatism
to phenomenology, that it is impossible to arrive at a rigid definition of the
school. Instead, the term pragmatist or phenomenologist represents
an "approach," a "perspective," an "emphasis." The philosophical school of personalism
is most exemplary of this problem. Personalism is not a philosophical system
at all, insists André Ligneul, "it is more an attitude that branches
out into nuanced perspectives, bound together by one central idea." On that
one central idea, perhaps, all personalists might agree: personalism is, as
one historian of the subject puts it, an "affirmation of the absolute value
of the human person." This phrase hardly qualifies as a definition, however,
and leaves plenty of space for a diverse group of philosophers to be huddled
under personalism's capacious umbrella.
The amorphous nature of the term notwithstanding, personalism
enjoys a storied past, and it continues to be invoked as the twentieth century
draws to a close. Indeed, it has experienced something of a resurgence over
the last two decades, ensured academic and popular attention alike by the accession
of a prominent figure of its Polish persuasion, Karol Wojtyla, to the office
of Pope of the Roman Catholic Church. This renewed popularity demands that some
effort be made to understand personalism's historical development in an attempt
to determine its contribution to academic as well as broader philosophical discourse.
While there have been sporadic attempts to capture a particular
piece of the personalist phenomenon and subject it to scholarly scrutiny, there
has been no effort to portray the personalist thrust as a whole, to investigate
its history and precedents, and to draw together the various national strands
of the movement into a coherent tale of personal and philosophical interactions.
As an article-length treatment of the history of personalism, this essay can
hardly claim to be a comprehensive telling of that tale. But it is an initial
effort to outline the basic thinkers, themes, and events that would figure in
a full analysis of this important piece of intellectual history.
Early American Personalism and its Antecedents
The first historical surfacing of the term personalism
appears to be Schleiermacher's use of the word "Personalismus" in his
Discourses of 1799. That work was not translated into English until 1893,
however, by which time personalism had already enjoyed some popularity among
American thinkers. Bronson Alcott was the first to use the term on this side
of the Atlantic, defining it in an essay of 1863 as, "the doctrine that the
ultimate reality of the world is a Divine Person who sustains the universe by
a continuous act of creative will." In 1868, Walt Whitman penned an essay entitled
"Personalism," and by 1903 the term had entered the French lexicon as well,
with the publication of Charles Renouvier's Le Personalisme.
It was in the American context that personalism first assumed
the character of a school of philosophy, the founder of which was Borden Parker
Bowne, a professor at Boston University. Bowne (18471910) made of personalism
a conscious philosophical method, and gathered around him a significant coterie
of quality students, who carried the school to a second generation. The most
important among this generation were Edgar S. Brightman (18841953), Albert
C. Knudson (18731953), Francis J. McConnell (18711953), George Albert
Coe (18611951), and Ralph T. Flewelling (18711960). Flewelling brought
the personalist approach across the country to the University of Southern California,
from which he launched the journal that would serve as the forum for American
personalism, The Personalist.
Bowne's intellectual formation provides the first link between
the seemingly disconnected schools of American and European personalism. Like
so many Americans of his day, Bowne received much of his education in Germany.
In Germany, Bowne's two major influences were Hermann Ulrici (18861884)
and Herman Lotze (18171881). Of these, it appears Lotze exerted the most
decisive influence, convincing Bowne of the importance of personality as the
critical point of philosophical and theological inquiry. Lotze's work also had
an impact on the thought of Edmund Husserl, who in turn was a seminal figure
in the development of European personalism. (This connection will be described
in more detail below.)
Describing the situation of late nineteenth-century intellectual
life in the West, Lotze wrote in his Microcosmus, "We have advanced far
beyond the childlike ingenuousness of mythological conceptions; we have not
only given up personal nature-spirits, but made the possibility of any sort
of personal existence one of the darkest of problems." The scientism of modern
man, Lotze thought, had gone too far, mechanizing even the life of the mind
to a point at which the notion of immaterial existence was anathema. For Bowne,
Lotze provided a compelling defense of personality, of both human and divine
sorts. Against Kant, whose distinction between the ontological and the empirical
selves led to the dissolution of the soul, Lotze argued that reality corresponds
to self-consciousness and that the soul, being conscious of its own unity and
self-identity, is therefore real. Against Hegel, whose Absolute Spirit threatened
to overwhelm all lesser spirits, he offered the possibility of the unity and
indissolubility of the individual self.
Drawing on Lotze, then, Bowne generated a philosophical approach
that allowed him to reconcile the fervent Methodism of his upbringing with the
necessity of coming to terms with the findings of modern science and philosophy.
By positing an idealistic personalism, Bowne rendered evolution metaphysically
irrelevant to the concerns of religion. If the personal were purely immaterial,
Bowne reasoned, then changes in the material world were relatively unimportant.
Bowne's devoutly religious childhood was mirrored in the biographies
of many of his students. Of the second and third generations of Boston personalists,
Brightman, Knudson, Flewelling, L. Harold De Wolf (19051986), and Walter
George Muelder (1907) were all sons or grandsons of Methodist ministers.
As it did for Bowne, religion retained a prominent place in the concerns of
everyone in this group. As with Bowne, moreover, the religion described in their
philosophical and theological writings was probably not that of their parents.
Albert Knudson, for instance, located himself in the Christian
tradition, but his Christianity was not of an orthodox sort. Christianity was
important because it gave philosophy the recognition of the personality of both
God and man, and upheld the individual person as being of infinite worth, an
end in himself. Knudson admitted that traditional conceptions of the Incarnation
and the Trinity did not square with personalist idealism, but thought that "this
may point to the need of a reformulation of these doctrines rather than any
want of harmony between the personalistic philosophy and the Christian faith."
It was Knudson who first attempted to outline personalism's
origins in the history of ideas. The thinkers and ideas to which Knudson drew
attention point to radical disparities among the various strands of personalism.
The Boston School to which Knudson belonged was characterized, on the whole,
by an "idealistic personalism," or what he called a "typical theistic personalism."
Leibnitz, Berkeley, Kant, and Lotze were the figures of utmost importance here.
The only metaphysical reality is personal reality, the Bostonians argued, and
personal reality is necessarily spiritual and immaterial.
Using Knudson as an exemplar of the Boston School, we can gain
a basic understanding of this brand of personalism. Knudson's conception of
the world was dualistic, insisting on a distinction between thought and reality.
In this way, Knudson explained, personal idealists were like traditional theists.
"Thought is valid for reality, but is not to be identified with it," Knudson
wrote. Even from the divine standpoint, he maintained, a finite being is "not
a mere idea," but is instead "more than the thought which it expresses or by
which it is apprehended."
This dualism set personal idealists apart from absolute idealists,
for whom thought is reality. Personalism, Knudson explained, "regards
the soul as distinct from God and looks upon the world as a vast system of stimuli
which serves as a medium of communication between God and man and between spirits
in general." Concerning the material world, he asserted, "We do not make it,
but find it."
Yet, Knudson observed, personal idealists also differ from
traditional theists. For personalists, only the personal is "metaphysically
real." The material world is purely phenomenal. Beyond this assertion, Knudson
could not say much about that world: "what its exact nature is we do not know."
All objects of knowledgeeven other personal beings, it seemsare
at a distance from the knowing subject; "mere reason" cannot "bridge the gulf
between thought and reality." Thus, "all knowledge rests on faith."
In this way, personalists such as Knudson attempted to tread
a path between what they viewed as the extreme positions of empiricism and absolutism.
Knudson followed Bowne here, who had sought to formulate a philosophy that avoided
the poles of "apriorism" and "empiricism." The a priori approach, in
Bowne's estimation, assumed the mind was "able to know things on its own account,"
while empiricists viewed the mind "as learner only." As for the other major
philosophical alternative, realism, Knudson thought it was unavailable to the
professional philosopher, who recognized its common-sense attraction as naïvete.
Absolute idealism, meanwhile, did violence to the obvious fact that the material
world was in some way independent of thought. Boston personalists could not,
then, adequately describe the status or existence of the material world; to
questions such as these they could only plead ignorance.
European Personlism I: Germany
The foundations of what would become a distinct personalist
school in Europe were laid mainly by philosophers working within the German
national context. The key figures here were Edmund Husserl (18591938),
Max Scheler (18741928), and Edith Stein (1891-1943).
While it would be difficult to classify Edmund Husserl as a
personalist, he occupies an important place in the development of the school
because of his position as a progenitor of phenomenology and mentor of several
prominent personalists.
Trained as a mathematician, Husserl's early influences included
Franz Brentano and Carl Stumpf. Eventually Husserl turned to more distinctly
philosophical pursuits, publishing his massive two-volume critique of psychologism,
Logical Investigations, in 1900 and 1901. From his position at the University
of Göttingen, Husserl managed a growing movement toward a phenomenological
approach to philosophy, urging a descriptive account of philosophical data rather
than a metaphysical attempt to provide causal explanation. It was an emphasis
epitomized in Husserl's own famous words: "To the things themselves!" At Göttingen
he also taught two students who occupy crucial places in the history of personalismEdith
Stein and Roman Ingarden.
In 1916 Husserl went to the University of Freiburg, where he
made contact with various important figures, including Martin Heidegger. Stein
and Ingarden, his former students, joined him on the faculty there. By the 1920s
he was the leading philosopher in the nation, and had contact with many of the
most prominent figures in philosophy from across Europe. By 1934, however, the
fact of Husserl's Jewish ancestry began to elicit restrictions on his intellectual
activity. Mercifully, he passed away in 1938, with the worst of Nazi persecution
yet to come.
From the point of view of the rise of personalism, Husserl's
main accomplishment was bringing phenomenology into its own as a distinct philosophical
discipline. The origins of the term phenomenology are shrouded in debate
and opposing theories, but the most compelling hypothesis offers a point of
contact between the European and American schools of personalism. According
to Karl Schuhmann, it is likely that Husserl was indebted to Herman Lotze for
the idea of phenomenology. Lotze used the title "Phänomenologie"
for one section of his Grundzüge der Metaphysik, and Husserl's own
testimony pays tribute to the influence of Lotze.
Husserl's philosophical method involved "bracketing" or separating
out from the rest of human experience a particular experience, or phenomenon,
for the purpose of exhaustively analyzing its character and attributes. Exactly
what status this approach granted to things independent of the knowing mind
is a question still debated. The "idealist Husserl," according to Barry Smith
and David Woodruff Smith, "is even more radical than Kant, insisting
that there is no thing-in-itself beyond the reach of possible experience." The
"realist Husserl," however, has some sympathy for the independent existence
of objects.
This split between realist and idealist persuasions, as has
already been adumbrated, is not only a tension detectable within Husserl's own
thought, but is one of the lines of division among phenomenologists who followed
him. Roman Ingarden, for instance, defended Husserl's "early realism," and built
his own philosophical edifice on a theory of intentionality that assumes a distinction
between autonomously existing objects and objects dependent on an act of consciousness.
Max Scheler was born in Munich in 1874. His mother was Jewish
and his father Lutheran, but in his teens he began to be attracted to Catholicism,
and was baptized in that faith in 1899. In 1894, Scheler matriculated at the
University of Berlin, where he benefited from the teaching of Wilhelm Dilthey
and Georg Simmel. One year later, however, he transferred to the University
of Jena, and while there established a relationship with Edmund Husserl, who
was at the time on the faculty at nearby Halle.
Scheler's divorce and notorious womanizing led to the loss
of his license to teach in the German university system in 1910, but his failure
to maintain an institutional position seems to have had little effect on his
ability to exert influence over the intellectual life of the nation. This fact
undoubtedly had much to do with Scheler's commanding personality, witnessed,
for instance, by Dietrich von Hildebrand, a regular in Scheler's circle of friends
in Munich. Recalling his first meeting with Scheler, Hildebrand attests, "I
went home intoxicated, as it were." Edith Stein concurred, declaring that, "In
no other person have I encountered the 'phenomenon of genius' as clearly."
Scheler's major philosophical project (as with that of many
of his contemporaries) was conceived of as a response to Immanuel Kant. Borrowing
heavily from Husserl, Scheler adopted a "nöological method" that viewed
philosophy as a search for a concept of the mind that rose above the particulars
of scientific inquiry in terms of its universality, but was nonetheless variable,
shifting according to the "work world" (Arbeitswelt) in which one's existence
occurred. As one commentator explains the method, it was "an attempt to achieve
a reconciliation between the fixed, absolute, a priori of Kantianism and the
relativism of historicizing psychology, a reconciliation in which elements of
truth in both are appropriated and integrated." Scheler's consuming task led
him to investigate the realms of ethics, religion, psychology, metaphysics,
and more; Manfred Frings has thus called him "the most versatile and comprehensive
thinker of contemporary philosophy."
One of Scheler's main concerns was to locate a sure objective
footing for ethics that would not fall into the "empty and barren formalism"
of Kantan error that Scheler thought was a result of the "one-sidedness"
of Kant's notion of duty. Scheler wished to preserve the "rigid ethical absolutism
and objectivism" of the Kantian categorical imperative while avoiding the Kantian
tendency to subjugate individual desires and motives to an all-encompassing
idea of ethical duty. To this end, Scheler posited a "non-formal" system of
values, a subjective axiology that nonetheless depended on an objective ontology.
The result, to put it simply, was the personalization of Kantian ethics. Scheler's
primary emphasis on the human person, the hallmark of the personalist philosopher,
led him to recognize the subjective nature of the value judgments that played
an important role in human decision-making.
Though Scheler's emphasis on the person is beyond dispute,
there is some contention over Scheler's view of the nature of personhood. Many
commentators have interpreted Scheler as denying the substantial quality of
the person, thinking of the person as existing only in his actions. John Nota,
S.J., has countered with a convincing argument that that position does not reflect
the preponderant thrust of Scheler's writing. With respect to the claim that
Scheler believed the person should never be conceived of as a substance, Nota
explains, "Scheler does indeed make such a statement at one point, but he also
writes, perhaps more often, that the person is substance, the unitary substance
of all his acts; he speaks of 'the metaphysical substantial existence of the
spiritual person.'"
Nota takes issue with Manfred Frings, in particular, for his
claim that those referring to Scheler's person as "act-substance" misrepresent
the philosopher by "insinuating Thomistic phraseology." "[The] mode of expression
here has nothing to do with Thomism," Nota declares; those who use this expression
are simply "correctly translating Scheler's term Aktsubstanz and thereby
correcting the one-sided interpretation served up by Heidegger, Frings, and
many others."
Leaving aside the debate over personal substance, it is certainly
true that a central theme throughout Scheler's writing is the definition and
understanding of the phenomenon of human love. In his essay "Ordo Amoris," Scheler
defines love as "the tendency or, as it may be, the act that seeks to lead everything
in the direction of the perfection of value proper to it ." Love, in Scheler's
estimation, is the basic fact of human existence. "Man," he insists, "before
he is an ens cogitans or an ens volens, is an ens amans."
Scheler's adherence to ethical objectivism can be understood in light of his
understanding of love; for Scheler, love makes certain demands on the human
person, which he or she is required to fulfill. "Man's love," he writes, "is
restricted to recognizing the objective demands these objects make and to submitting
to the gradation of rank in what is worthy of love." Though the placing of value
on an object is a subjective process, the ethical imperative instructs persons
to order their values according to an objective, ontologically rooted scale.
Since human persons by their nature deserve the highest value, love is the only
worthy response. It is love, then, according to Scheler, that ought to order
human actions; it is love that provides the framework for ethical behavior.
Besides devoting an essay to the subject, Scheler returned
to this seminal insight on the nature of love throughout his writings. For the
phenomenon of love, in Scheler's view, demonstrates the fact that the heterogeneity
of evaluative and logical-judgmental orders does not entail the irrationality
or non-objectivity of evaluative judgments (such as love). This insight is of
such central importance to Scheler's general project that one Scheler expert
has asserted: "It would not be a complete exaggeration to say that the subject
of 'Ordo Amoris' was always the leitmotiv of Scheler's thinking." Whether this
is the case or not, it is certain that the human person remained at the center
of Scheler's universe; as another expert testified, " there is one subject
in which ultimately all of Scheler's thoughts focus: MAN."
When Edmund Husserl moved from Göttingen to Freiburg in
1916, he took with him a particularly impressive graduate student to be his
assistant. The young protégé was Edith Stein, a woman of Jewish
descent destined to be a first-rate philosopher, a Carmelite nun, a casualty
of the Holocaust, and a canonized saint.
Stein began her education at the University of Breslau in 1911.
During her stay there, she came upon a book that "revolutionized her intellectual
life"; it was Husserl's Logical Investigations. In 1913, she managed
to come under Husserl's tutelage at Göttingen, where she also befriended
Adolf Reinach (18831917), and participated in the Göttingen Philosophical
Society with Husserl, Reinach, and Scheler, among others. Reinach, she once
observed, "was the link between [Husserl] and the students since he had a gift
for dealing with people whereas Husserl himself was rather helpless."
Like other students of Husserl, she looked to the founder of
phenomenology as "the Master," but, also like many other students, could not
follow the leader's move from realism to idealism. Stein's own work focused
on the notion of empathy (Einfühling), an idea Husserl mentioned
but never investigated. In Stein's view, empathy was "an experience of other
individuals, the prerequisite to knowing the objective outer world (only experienced
intersubjectively, through a plurality of perceiving individuals who relate
in a mutual exchange of information)." Empathy, then, was the key to understanding
intersubjectivity, which was in turn the pivotal point of epistemology, since
knowing took place in the context of personal relationships.
Influenced by her association with the Reinachs, who were devout
Lutherans, and her encounter with Scheler (whose lectures were the "first push
along the road to conversion"), Stein embraced the Catholic faith and was baptized
into the Church in 1922. Prefiguring Karol Wojtyla's synthesis, she undertook
a "phenomenological translation" of Aquinas, rendering the great scholastic's
thought intelligible to modern German philosophy.
Although shielded somewhat by her adopted religion and Carmelite
habit from the designs of the Nazis, she was transferred to Holland in 1936
to avoid the increasingly bold grasp of Hitler's minions. The border proved
to be little protection and Nazi occupation of The Netherlands brought with
it constant fear of deportation. That fear was realized in 1942, when the Dutch
Catholic bishops issued a public protest against Jewish persecution. The fallout
included reprisals against Jewish Catholic converts, and Sister Benedicta of
the Cross was soon among the victims. She was last seen at a train stop in eastern
Germany by a mail truck driver who noticed her religious dress. The train was
bound for Auschwitz.
European Personlism I: France
Concurrent with the development of German personalism, a school
similar in some ways was evolving in France. It has already been mentioned that
Charles Renouvier had used the term personalism by the first decade of
the twentieth century, denoting the emphasis on the individual human being that
characterized Renouvier's approach. While Renouvier can be seen as one of the
earliest French personalists, his thought differs in important respects from
the most prominent exemplars of the school who would succeed him. Renouvier
was, following Albert Knudson's terminology, a "relativistic personalist." For
Renouvier the idea of the human mind as the constructor of reality trumped the
notion of the human mind as needing to conform to objectively existing reality.
Later figures in the French setting, in contrast, would be "realistic personalists."
Gabriel Marcel (18881973) was one such figure. Sometimes
categorized as a "Christian existentialist," Marcel strenuously objected to
the characterization during his life, and deliberately distanced himself from
well-known existentialists such as Jean-Paul Sartre.
While studying at the Sorbonne, Marcel came under the influence
of Henri Bergson, who, "among all those whose courses I took was the
only one whose thought and words took a sure and lasting hold on me." Marcel
finished his studies in 1911, and gained a post as professor at the Lyceé
de Vendôme.
In 1929, through the influence of friends including Charles
Du Bos, Marcel converted to Catholicism. Intending to give full consideration
to the philosophical tradition of his new faith, he met weekly with Jacques
Maritain. His attempt to understand and appreciate Thomism, according to his
own testimony, met with success that was "meager indeed." Marcel went so far
as to criticize Maritain, arguing thus:
In remaining so attached to the use of scholastic terminology, Maritain risked
rendering a disservice to Christianity by supporting the notion that it remained
bound to a medieval mode of thought and thus seemed unable to accommodate
the conquests of science and modern philosophy.
However, the friendship between the two philosophers was such
that, at Maritain's request, Marcel desisted from publishing the article in
which this criticism was contained.
Marcel's difference with Maritain notwithstanding, his philosophical
sympathies locate him firmly in the personalist camp. Departing from the Cartesian
method, Marcel approached philosophy from the perspective of "I exist" rather
than "I think." The indispensable recognition this foundation indicated was
the reality of human embodiment, i.e., the person as incarnate being. "The starting
point, the central datum, of his metaphysical quest," one treatment of Marcel's
thought observes, "is embodied existence. More precisely, it the human person
who exists bodily. My body, in its very mode of existing, carries with it an
awareness of its intersubjective bond with the existing beings around it." His
heavy emphasis on intersubjectivity is, on the one hand, an indication of Marcel's
consonance with the personalist tradition and, on the other, a sign of his difference
with self-described existentialists.
Marcel's intellectual sources were clearly different from those
of the Germans, for example, who borrowed extensively from phenomenology ("I
am barely acquainted with Husserl's philosophy," he claimed near the end of
his life). Yet his formulations on many key points were remarkably similar.
For instance, he drew out the importance of intersubjectivity in the following
passage from Homo Viator:
I establish myself as a person in so far as I really believe in the existence
of others and allow this belief to influence my conduct. What is the actual
meaning of believing here? It means to realize or acknowledge their existence
in itself, and not only through those points of intersection which bring
it into relation with my own.
As John O'Malley has commented, for Marcel understanding personal
interaction was essential; he recognized that "all thinking, all acting, all
talking takes place within the personal context ." A final point of commonality
between Marcel and most other European personalists is a view of the person
as both irreducible and oriented toward a transcendent end.
Emmanuel Mounier (19051950) was the first French thinker
to embrace the personalist label consciously. Mounier was one of the catalysts
in the creation and promulgation of the influential journal Esprit. As
such, he was personally acquainted with many of the key figures in French intellectual
life from the 1930s to the 1950s. He was also deeply involved in and influenced
by the radical political transformations France underwent during that period.
Indeed, Mounier's personalism can be seen in many ways as a
response to the assaults on personhood launched from various directions over
the course of the twentieth century, assaults to which Mounier was not always
unambiguously opposed. Mounier's peculiar politics, according to historian John
Hellman's analysis, resulted from his attempt "to marry black France with red
France, the priests with the Jacobins, and create a transcendent synthesis."
For Mounier, personalist philosophy was a remarkably pliable system of thought
in the political arena; it justified at first a friendliness with Nazism before
and during the Second World War, and later a leftist (though anti-Communist)
position after the war.
Whatever Mounier's political credentials, his Personalism
of 1950 encapsulated his understanding of the term and the essential tenets
of the personalist point of view. Personalism is a compact, if unsystematic,
expression of the personalist perspective from one of its most prominent adherents.
In Mounier's estimation, the philosopher's focus on the person
assumes the fact of "embodied existence." That is, the human being is both body
and spirit: "I exist subjectively, I exist bodily are one and the same
experience." Any system of thought that ignores the reality of body-spirit
union is erroneous and often tends to be dangerous. The spiritual dimension
of the human person led Mounier to posit a philosophical defense of the traditional
Christian injunction against immodesty in dress and behavior: "Physical modesty
signifies, not that the body is impure, but that I am immeasurably more than
a body that can be seen or touched." It was just this kind of thinking that
would inspire a later European personalistKarol Wojtylaof a different
national backgroundPolandto develop a full-blown philosophy of the
body.
In Personalism, Mounier laid to rest the objection that
an emphasis on the person easily veers into atomistic individualism. Personalism,
Mounier avers, is "opposed to individualism." The key to Mounier's thought on
this issue is his concept of what exactly human nature involves, i.e., what
is necessarily implied in the term person. For Mounier, being a person
ipso facto entails sociality: "Common opinion notwithstanding, the fundamental
nature of the person is not originality nor self-knowledge nor individual affirmation.
It lies not in separation but in communication."
This emphasis on communication dovetails with Mounier's stress
on love as the fundamental fact of human existence. Displaying some affinity
with Scheler, Mounier boldly proposes that "One may almost say that I have no
existence, save in so far as I exist for others, and that to be is, in the final
analysis, to love." For Mounier, as for many other personalists, intersubjectivitythe
interaction of personal subjectsis an intrinsic and indispensable characteristic
of the human individual.
On the subject of freedom, Mounier took up themes that had
been and would continue to be central to European personalists. In Mounier's
estimation, freedom is, like love, an essential feature of being human. Lest
personalists slip into facile paeans to liberty that serve merely to justify
license, Mounier qualifies his discussion of freedom by cautioning of the need
for freedom to be exercised in relation to reality. "The free man," he explains,
"is the man to whom the world puts questions and who responds accordingly; he
is the responsible man." Again, Mounier's views resonate with later personalists,
such as Wojtyla, for whom the key qualifying aspect of liberty is its being
"ordered to truth."
Without delving into Mounier's convoluted political involvements,
suffice it to say that the grounds for his flirtation with totalitarianism are
evident in his outline of personalism. Because the nature of personhood demanded
sociality, Mounier believed that coercion might be employed to achieve that
end. His idea of freedom as not merely the ability to choose, but the act of
choosing rightly, lent itself to being distorted into a political principle
that permitted governmental intervention to force citizens to "act freely."
The importance of interpersonal cooperation and the destructive nature of individualism,
moreover, justified the use of state power for the purpose of enforcing social
values in the economic sphere. It is the pernicious applications of personalism
to the political arena by thinkers such as Mounier that has led some commentators
to view the personalist approach as a dangerous one, too readily allowing cooperation
with totalitarian regimes of the left or the right.
Jacques Maritain (1882-1973), though never explicitly identifying
with the personalist school, is an important figure in the development of French
personalism. For one, he was a key influence on the thought of Emmanuel Mounier,
the acknowledged champion of personalism in the French context. Like Mounier,
Maritain was controversially active on the political front, being involved with
Action Française until its papal condemnation in 1927. Through the 1930s,
one commentator has noted, there was a "profound unity between Maritain's and
Mounier's thought. Both were convinced that contemporary civilization was in
crisis and a new humanism was necessary." Both hoped, moreover, for a "new Christian
order of civilization."
Joseph Amato has observed the similarities between Maritain
and Mounier, in both the philosophical and the political spheres. Maritain,
like Mounier, "articulated his philosophy in opposition to individualism and
collectivism." Maritain's stress on an "integral humanism," and Mounier's similar
stress on "personalism" led them to reject the "bourgeois individualism" and
the socialist collectivism that they saw as the major political systems vying
for dominance of Europe during the interwar period.
Maritain, with Mounier, saw the concept of person as the antidote
to excessive individualism. Sounding a theme that echoed in both German and
Polish personalist circles, Maritain described love as the phenomenon that could
and should unite persons on the most profound level. "We never love the person,
but only his qualities," Pascal had said, and Maritain thought the venerable
Christian Platonist wrong on this point. "We love the deepest, most substantial
and hidden, the most existing reality of the beloved being." Love penetrated
to the core of what it meant to be human: this core was a "metaphysical center
deeper than all the qualities and essences which we can find and enumerate in
the beloved." Contrary to individualism, then, Maritain's social philosophy
preserved the centrality of interpersonal relations in human existence. Personality,
as opposed to individuality, "requires the communications of knowledge and love."
Personality, of its essence, Maritain asserted, "asks for a dialogue in which
souls really communicate."
By the 1950s, however, Mounier and Maritain had parted political
ways; World War II prompted reassessments that "led Maritain in the direction
of American liberalism, and Mounier in the direction of European humanist socialism."
The diverging political views of Martain and Mounier demonstrated the disparate
applications that personalist philosophy admitted, even when embraced by two
thinkers of the same religious faith, nationality, andto some extentintellectual
background.
European Personlism I: Poland
As noted above, one of Husserl's students at Göttingen
was Roman Ingarden. Ingarden took the phenomenological approach with him to
the Jagiellonian University in Krakow, where he would influence a new generation
of philosophers, among whom was one who would catapult personalism to international
and non-academic popularity as head of the Catholic Church. Ingarden can thus
be seen as the progenitor of yet another variation on the personalist theme,
a Polish exposition of personalist principles.
Ingarden's particular appropriation of Husserl's phenomenology
emphasized the latter's realist tendencies. Anna Teresa-Tymieniecka, a student
of Ingarden, a translator of Wojtyla, and an important player in the Polish
personalist school, characterizes Ingarden's philosophical project as "at the
same time a continuation of the line of thought inaugurated by Husserl and a
revolution in the very principles of that philosophy." Ingarden's method was
a departure from Husserl's insofar as he "reject[ed] the transcendental bounds
of the phenomenological method and proceed[Ed] on the purely ontological grounds
from which [Ingarden's] investigation starts and on which it remains."
One of the approaches Ingarden took to investigating the ontological
reality of being human was a phenomenological analysis of human action. His
praxiological theory enabled him to avoid the excessively communitarian leanings
of a Mounier, the absolutist notions of a Bowne, and the radical individualism
that all personalists eschewed:
In order to be 'independent' of the surrounding world in his decisions
and in the actions issuing from them, the person must, above all, contain
a center of action, which enables him to take initiative and at the same
time to have defence mechanisms which prevent his being disturbed in his
action. But he must also be sensitive to outside intrusions, insofar as
his responsibility springs from a determinate form of his living together
with the surrounding reality, and particularly with other people.
Ingarden thus appreciated the insight of phenomenologists who
recognized the inescapable fact of a person's being in relation to others (Heidegger's
"being-in-the-world"), without abdicating the position that the person preserved
an independent core, the source of human action and the basis of one's freedom
(and thus responsibility).
This conception of personal freedom recalled Maritain's treatment
of the subject, and was a key part of the philosophical project of Ingarden's
student, Karol Wojtyla. While Ingarden and Wojtyla were always careful to nuance
their presentations of freedom so as to distinguish their understanding from
that of a radically individualist sort (both stressed the idea of responsibility
as inextricably bound together with any discussion of freedom), it may be no
accident that the Polish personalists (with Maritain) were more favorably disposed
toward liberal democracy than were other personalist thinkers.
Karol Wojtyla's concern with the person as the object of philosophical
investigation, may, like Mounier's, be seen as a response to the undermining
of individual personal dignity that Wojtyla experienced firsthand as a native
of Poland. Born in 1920, during the brief period of democratic Poland, Wojtyla's
life from his teenage years on was dominated by totalitarian political systems,
first Nazism and then Communism. Against the debasement of the individual person
attending both fascist and Marxist regimes, Wojtyla advocated an intellectual
and cultural rebellion that upheld personal dignity and freedom.
Wojtyla's earliest major work, The Acting Person, reflects
these concerns. Explaining his rationale for investigating in such depth a subject
as seemingly pedestrian as the human being itself, Wojtyla noted that
man is the first, closest, and most frequent object of experience, and
so he is in danger of becoming usual and commonplace; he risks becoming
too ordinary even for himself . [This study] was borne out of that
wonderment at the human being which, as we know, initiates the first cognitive
impulse . Man should not lose his proper place in the world that he
has shaped himself.
Even while his corpus remains incomplete and Karol Wojtyla
continues as Pope John Paul II, a debate has raged over the philosophical orientation
of the Polish philosopher turned popethat is, over whether he is indebted
mainly to phenomenology or to scholasticism. Because of Wojtyla's eclectic education
in, on the one hand, modern philosophy at the Jagiellonian, and, on the other,
traditional Thomism at the Angelicum in Rome, powerful arguments can be made
on both sides of the dispute. According to Ronald Modras, for instance, "Karol
Wojtyla is a Thomist. He uses the methods of phenomenology to demonstrate and
substantiate Thomistic principles." All commentators admit that both Thomism
and some kind of phenomenology were synthesized in Wojtyla's approach to philosophy,
but the debate centers on which school holds primary importance in the pope's
view.
The dispute receives some impetus from the fact that Anna Teresa-Tymieniecka,
the pope's colleague at Lublin in the philosophy department, was granted sole
rights of translation for Wojtyla's most important work, Osoba y czyn
(The Acting Person). It is generally agreed that Tymieniecka's translation
was tendentious, emphasizing the phenomenological aspects of Wojtyla's thought
to the neglect of the more metaphysical Thomistic elements.
In any case, it is perhaps most accurate to consider Wojtyla's
work to be a true synthesis, in which the insights of personalism and the insights
of Thomism were both given equal play, and something new created, that can properly
be called personalistic Thomism, or Thomistic personalism. As one former student
of Wojtyla's has put it, the Polish pope's philosophy might best be characterized
as an "existential personalism, which is metaphysically explained and phenomenologically
described."
Recent Developments in Personalism
Thomas Bokenkotter has placed the apex of French personalism
in the immediate post-World War II years, when Mounier and his colleagues offered
a religiously meaningful alternative to the nihilistic tendencies of Sartrian
existentialism, without sharing in the stigma of the conservative Catholic elements
that had been implicated in the Vichy regime. Maritain, too, enjoyed significant
influence in the postwar era, with his views providing the "principal ideological
underpinning" of the new Christian Democratic parties. In some European circles,
personalism remained a viable intellectual force through the end of the century,
as the Polish example indicates. In the United States, moreover, personalism
flourished as the inspiring philosophy of Dorothy Day and her Catholic Worker
movement.
Dorothy Day (18971980) took her personalist cue not from
the indigenous American brand of the Boston idealists, but from a variant of
the French School, personified in Peter Maurin (18771949). Maurin, born
in France and a devotee of the writings of, inter alia, Mounier and Maritain,
provides one link between French and American modes of personalism.
By all accounts an eccentric figure, Maurin left France in
1909 for the New World, moved from Canada to the United States in 1911, and
led a predominantly transient life thereafter. Like Mounier and the early Maritain,
Maurin rejected both capitalism and Marxism. The foundation of the economy,
he insisted, should be "person, not profit." Marxism accurately located the
alienation of the worker in the division of labor and the separation of people
from the land, but Maurin believed that Marxism's practical result was state
socialism. Socialism, in Maurin's view, merely reorganized the material world,
instead of calling for what was neededa radical return to the recognition
of the primacy of spiritual values.
Maurin idealized the pre-industrial economy and social order,
and this aligned him with other American anti-modernist movements, such as the
Southern Agrarians. At the same time, his political efforts, such as they were,
could hardly be considered conservative. Maurin advocated a "personalist democracy,"
and the eclectic nature of his conception of personalism might be glimpsed by
the participants in a symposium he organized in 1937; they included Roger Baldwin
of the ACLU ("Personalist-Humanist"); Louis Finkelstein of Jewish Theological
Seminary ("Personalist-Theist"); A.J. Muste of the Labor Temple ("Personalist-Christian");
and Carlton Hayes of Columbia University ("Personalist-Catholic").
Politically, the Catholic worker movement could be fairly consistently
located on the left, though its anti-statist outlook distinguished it from many
of its would-be allies. Day herself exhibited the political problem that John
Hellman ascribed to Mounier: personalistic principles tend to allow unseemly
coziness with totalitarianism. While personally a model of good will and respect
for individual freedom, Day was favorably disposed toward Castro and the Cuban
revolutionaries of 1959. Her position reflected both her concern for the long-neglected
poor of the island nation and her naivete about the human abuse endemic to Communist
regimes.
Meanwhile, the Boston personalist school, though dissipated,
is not defunct. A third generation of Boston personalists arose in the 1930s
and forties, including Brightman's student, Peter Bertocci (19101989),
John Lavely, and Richard Millard. Bertocci's interests were primarily in the
philosophy of religion, ethics, and metaphysics. By the late 1970s, however,
none of these was at Boston University, and the only explicitly personalist
thinker there was Erazim Kohak. Kohak represented a twist in the Boston tradition.
Whereasas elucidated earlier in this essayother Bostonians pointed
to Berkelely, Kant, and Hegel as their intellectual predecessors, Kohak had
intellectual roots in Husserl and Husserl's disciples in Czechoslovakia. Thus
is noted a connection once again between the Boston trajectory of personalism
and its European counterpart, a connection severed in the nineteenth century
with the different philosophical directions taken by Husserl and Borden Bowne.
In philosophy, a fourth generation of Boston personalists can
be found outside of Boston. Some of the following are still active: Thomas Buford
at Furman University; John Howie at Southern Illinois University; Jack Padgett
at Albion College, Michigan; Warren Steinkraus at State University of New York,
Oswego; and Robert Beck at Clark University. Buford founded a successor to The
Personalist entitled The Personalist Forum. The editor of that journal
is currently Randall Auxier of Southern Illinois University, who might be considered
a fifth generation Boston personalist.
Personalism continues to represent the main intellectual thrust
of a number of American and European thinkers arising out of the European tradition.
A group associated with the International Academy of Philosophy in Liechtenstein,
including Josef Seifert, John Crosby, and Rocco Buttiglione, have combined a
phenomenologically-oriented personalist philosophy in the line of Scheler with
a commitment to Catholicism.
In 1999, the European journal Ethical Perspectives devoted
an issue to the question "Is Personalism Still Alive in Europe?," the cumulative
effect of which was to answer in the affirmative. Besides the main centers already
discussed in this paper, editor Luk Bouckaert introduced two other instances
of recent personalism, including the "Prague personalism" of Jan Patocka and
Vaclav Havel, and the "Leuven personalism" of Louis Janssens. Finally, Bouckaert
pointed to the rise of "economics and ethics" research, including the work of
1997 Nobel Prize laureate Amartya Sen, as indications of a "tendency towards
a more personalist economics."
Conclusion
Given the foregoing discussion, several general points might
be proposed as key characteristics of the personalist approach. First, the human
person is taken as the starting point of philosophy (this in contradistinction,
for example, to a priori truths or empirical scientific facts). Second,
the fundamental structure of the human person is perceived as a combination
of matter and spirit (this opens most personalists to the possibility of transcendence).
Third, the person is conceived not as an atomistic individual, but as a being
whose nature implies community (often described as "intersubjectivity"). While
one or more of these points may be denied by some of the personalists treated
here and may be considered rudimentary by most, they at least provide personalism
some substance and a starting point for further reflection on the coherence
of this philosophical movement.
Personalism continues to attract philosophers, theologians,
and social ethicists who operate under its name and utilize its tradition but
who do so in varying ways and to disparate ends. Its usefulness as a definition
of a clearly delineated set of ideas is questionable; however, in its broad
outlines, it remains a compelling approach to philosophical, political, and
social issues. In light of the alternatives, an unmitigated insistence on the
centrality and dignity of the human person is a promising guide to human thought
and action.
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